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7 May 2008, 9:52 pm
ClickZ: "Under the new [UK] Consumer Protection from Unfair Trading regulations, it will be illegal to "Falsely claim or create the impression that the trader is not acting for purposes relating to his/her trade, business, craft or profession," or to "falsely represent oneself as a consumer. [read post]
4 Jan 2017, 3:49 am
Last week, the SEC announced an enforcement action that is based on two big NYC firms being hacked by some Chinese traders who used the stolen information for insider trading. [read post]
13 Jan 2023, 1:22 pm
For example, Bloomberg’s Matt Levine has written about how the London Metal Exchange almost blew up after a nickel trader couldn’t make good on a massive short position.This is basically what SBF says happened to FTX: FTX allowed Alameda to make huge, leveraged bets on the value of volatile cryptocurrencies. [read post]
23 Jan 2007, 1:00 pm
A weekly (or thereabouts) collection of news about counterfeits, fakes, knockoffs, replicas, imitations, and the culture of copying in general around the globe: It's your fault: Op-ed blasts buyers as root of counterfeit crimesNaughty or nice: Hong Kong official says consumers need incentive to be goodProcument manager blames consumer demand on high priced rag tradeDeveloping country: Algeria shifts from consumer to producer of fake goodsTaking sides: Switzerland to… [read post]
16 Apr 2010, 6:11 pm
Recall that the SEC (and FDIC) is running well ahead of Congress in terms of financial reform, with proposed regulations on asset-backed securities and disclosures from large traders. [read post]
19 Jun 2011, 1:06 am
First Derivative Traders, the Court narrowed the application of Rule 10b-5, which makes it illegal for "any person, directly or indirectly. . . [read post]
11 May 2010, 11:47 am
Derivatives are leveraged transactions, she said, and there are numerous opportunities for traders to abuse their positions in order to game the market to their advantage.The Dodd-Lincoln derivative title to S3217 strengthens existing law to target specific market abuses that have arisen in recent years. [read post]
13 Jul 2010, 5:01 am
According to the allegations underlying the class action complaint, plaintiffs bought and sold natural gas futures and options on the New York Mercantile Exchange (NYMEX), and sought “to represent a class of natural gas futures and options contracts traders. [read post]
29 Jan 2011, 2:17 pm
The compensation of non-executives – from traders at a Bear Stearns trading desk to mortgage brokers earning six figure incomes at Countrywide – may explain more of the perverse risk-taking in the crisis than the pay of ceos at those firms. [read post]
20 Jun 2018, 2:21 pm
Among other things, these rules are designed to prevent against practices such as “cherry picking,” whereby traders choose to allocate the best performing and most profitable trades to certain accounts, to the detriment of non-favored accounts. [read post]
27 Oct 2009, 11:06 am
" This dataset consists of about half a million e-mail communications from former Enron senior executives and energy traders. [read post]
9 Aug 2021, 7:50 am
They are challenging the panel’s unanimous ruling that said their “extremely wide net” made it implausible that all the bank entities, including Citigroup Inc and Credit Suisse AG, and traders participated in a seven-year conspiracy. [read post]
10 Apr 2020, 6:37 am
While leveraged and inverse ETFs can help traders exploit extremely short-term market movements, they definitely are unsuitable for the vast majority of investors. [read post]
9 Jul 2020, 11:18 am
The court also held that Bitcoin traders have no expectation of privacy for information published on the public blockchain. [read post]
24 Feb 2009, 9:00 pm
The foregoing criteria herald in such products and brands as handkerchiefs, cloth towels, Seventh Generation, Trader Joe's, 365 and CVS Earth Essentials. [read post]
23 Sep 2011, 2:00 am
In this post, Edith Orenstein examines Cross’s testimony and looks at various proposals that members of Congress have circulated to further amend SOX Section 404 as well as the opinions of interested groups such as the CFA Institute, the Center for Audit Quality, and the Council of Institutional Investors. 3) Corporate Control: Regulators Need to Regulate – In this thought-provoking post, Richard Leblanc discusses the recent alleged $2-billion fraud by a 31-year-old… [read post]
25 Feb 2014, 5:00 am
FINRA inquired and his firm circulated a list of suspicious traders. [read post]
15 Nov 2022, 3:53 pm
Toomey was a strong free trader, and any replacement was likely to be more protectionist. [read post]
14 May 2013, 4:28 am
- WSJ's "At Bloomberg, Wall Between News and Data Came Late" - Forbes' "Bloomberg's Privacy Breach And The New Church/State Divide" - FT's "Central banks question Bloomberg privacy" - TheStreet's "Bloomberg Privacy Breach Angers Wall Street Traders" People are upset and understandably so. [read post]
11 Dec 2008, 8:17 am
.# SCOTT FITZGERALD GROUP# PROSASK TRADERS CORP# PDR EXCHANGE (PANAMA), INC. y FUNDACION PAN AMERICA# Sens CFD Trading, S.A.# Brics International Capital Inc.# SECURE ONE INVESTMENT GROUP SECURE ONE HOLDINGS PANAMà[read post]
