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20 Dec 2011, 3:50 am by Victoria VanBuren
Supreme Court denied cert to Nafta Traders, Inc. v. [read post]
19 Dec 2011, 9:00 am by SECLaw Staff
”SEC Charges Options Trader for Illegal Short Selling Tactics [read post]
19 Dec 2011, 6:42 am by Elan Mendel
CME Group to sue MF Global executives CME Group Vice Chairman Charles Carey, CME Director Joseph Niciforo, and several other Chicago-based traders have filed a lawsuit against several former MF Global executives, including ex-CEO Jon Corzine. [read post]
19 Dec 2011, 2:26 am
Why MF Global's Last Days May Have Been Criminal By R. [read post]
18 Dec 2011, 8:56 am by NL
Sun Street Properties Ltd v Persons Unknown [2011] EWHC (Ch), [2011] All ER (D) 72 (Dec) [no transcript available yet]Or, what the hell is going on about Occupy/Bank of Ideas and the property owned by Union Bank of Switzerland. [read post]
15 Dec 2011, 7:40 am by William McGrath
He reviewed the "new initiatives" instituted by the SEC to combat insider trading (the establishment of a Market Abuse Unit, which focuses on abusive market strategies and practices, including complex insider trading schemes, the use of the Automated Bluesheet Analysis Project to recognize suspicious trading patterns and identify relationships and connections among multiple traders and across multiple securities, and the benefits of a newly-established cooperation program to… [read post]
14 Dec 2011, 1:31 pm
Corzine started his career as a trader at Goldman Sachs and remained a trader (i.e. risk taker) at heart. [read post]
14 Dec 2011, 12:17 pm by James Hamilton
A fund that does not meet one or more categories of the safe harbor test may still qualify as a trader fund based on the relevant facts and circumstances. [read post]
13 Dec 2011, 10:33 pm
Originally meant to assist traders, the trust had turned into a primary source of charitable giving for the exchange operator. [read post]
13 Dec 2011, 7:54 pm
Tamara de Silva is a securities lawyer and independent trader Footnotes: 1. [read post]
13 Dec 2011, 5:49 am by Gmlevine
., D2011-0923 (WIPO August 28, 2011) (“trader” family of marks which included AUTO TRADER) the majority rejected the complaint that infringed Complainant’s rights. [read post]
12 Dec 2011, 5:36 am by Rich Vetstein
We could also see traders position themselves ahead of the week’s agenda, so even though there is nothing concerning on the calendar, we could see mortgage rates change. [read post]
11 Dec 2011, 11:10 am by Securites Lawprof
The SEC charged Goffer, who was a registered representative and a proprietary trader at the broker-dealer Schottenfeld Group, LLC during the relevant time period,... [read post]
9 Dec 2011, 9:45 pm
Among the issues under investigation are whether producers, refiners, transporters, marketers, or traders have:(1) Engaged in practices that has lessened or may lessen competition in the production, refining. [read post]
9 Dec 2011, 8:07 pm by Glenn Reynolds
Senior analysts and traders warned of impending bank failures as a summit intended to solve the European crisis failed to deliver a solution that eased concerns over bank funding. [read post]
9 Dec 2011, 5:05 am
 Here is an overview of what the IP side of the project entails: Unjustified threats in trade mark litigation The law currently seeks to protect traders against unjustified threats of trade mark or design litigation. [read post]
9 Dec 2011, 5:00 am by Ali Kaiser
[and show that inside traders] are going to pay severely in monetary terms. [read post]
8 Dec 2011, 9:59 pm
These changes include the following: • Increase of $131 to $140 for the fee charged for the processing of an application for most non-petition-based nonimmigrant visas (Machine-Readable Visas or MRVs) and adult Border Crossing Cards (BCCs) • New tiers of the application fee for certain categories of petition-based nonimmigrant visas, including treaty trader and investor visas • Increase from $13 to $14 for the BCC fee charged to Mexican citizens under age 15 who apply in… [read post]
8 Dec 2011, 3:37 pm by Tom Huddleston Jr.
Garrett Bauer--the stock trader charged in connection with the insider trading scheme allegedly involving former Cravath, Fried Frank, Skadden, and Wilson Sonsini associate Matthew Kluger--pleaded guilty Thursday to four criminal counts, including securities fraud and obstruction of justice. [read post]