Search for: "Securities Investor Protection Corporation"
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15 Feb 2017, 7:53 am
State protection afforded to limited liability companies will not circumvent the assessment of the TFRP. [read post]
4 Jan 2024, 2:25 am
The next morning, Diego Fernández Arroyo started his lecture on investor-state dispute resolution. [read post]
21 Apr 2018, 1:00 am
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
4 Oct 2021, 6:24 am
NEW RESTRUCTURING LAW AND REAL ESTATE TRANSFER TAX REFORMS StaRUG German restructuring law saw significant changes at the beginning of the year with the introduction of a new pre-insolvency restructuring framework in the Corporate Stabilisation and Restructuring Act (StaRUG). [read post]
5 Jun 2024, 8:20 am
More recently, the co-legislators adopted heavily debated rules for sustainability disclosures by corporates, as well as a framework for ESG rating providers. [read post]
2 Mar 2012, 12:44 am
This regulation requires that public companies release the same information — at the same time — to the public as they do to investors and securities professionals. [read post]
14 Apr 2020, 8:00 pm
Moreover, outside competition for those target opportunities will likely diminish, as public markets retreat and corporates hunker down on cash reserves. [read post]
19 May 2011, 8:42 am
“We’re going sector by sector, tier by tier, and our goal is to develop a long-term policy to protect that base as we slow defense spending,” Lynn said. [read post]
22 Jun 2019, 9:00 am
These are the real important deal-breakers, and we need to make sure that they’re embodied in the right language so that I’m protected. [read post]
14 Mar 2023, 5:25 pm
The key reforms touch on issues of coordination, especially in the context of data governance.having the Ministry of Science and Technology (MOST) play a bigger role in improving the “new type of whole-nation system” for achieving technological breakthroughs and strengthening its “macro-management functions” relating to science and technology;restructuring China’s financial regulators by, among other changes, creating a new National Financial Regulatory… [read post]
12 Apr 2010, 3:06 am
The argument submitted by the author is therefore that protection of purchasers of financial products should focus of the nature and consequences deriving from liability triggered by reliance on negligent misstatements concerning economic information which induces investors to purchase ‘junk bonds’. [read post]
16 Jul 2012, 12:50 pm
Virginia began its civil commitment program nine years ago in what it portrayed as an effort to protect the public. [read post]
3 Dec 2009, 2:35 pm
After generations in which investors, the government and corporate America had relied upon the ethical standards of the private accounting profession to keep businesses honest in their financial records, Congress decided it was time to make this a public - or, at least, a quasi-public - function. [read post]
20 May 2009, 12:51 am
A report by the receiver in Securities and Exchange Commission v. [read post]
14 May 2012, 4:43 am
As part of the takeover offer documentation and filings made with the US Securities Commission (SEC), Marietta included information that was subject to confidentiality obligations owed to Vulcan. [read post]
17 Jan 2023, 5:00 am
Economists and legal scholars sometimes distinguish between “economic” and “social” regulation, with NPU law forming the centerpiece of the former, and the latter consisting of subjects such as health, safety, and environmental law and consumer and investor protection. [read post]
18 May 2007, 1:17 am
DLA Bags Two Reed Smith Partners
The Recorder
DLA Piper has lured away from Reed Smith two San Francisco corporate and securities partners, Dale Freeman and Garth Osterman, who joined the firm Thursday. [read post]
18 Jun 2010, 8:29 am
University of Toronto Law Journal Volume 60, Number 2, Spring 2010 is now available at http://utpjournals.metapress.com/content/q5q214105322/. [read post]
16 Sep 2008, 5:37 pm
When subprime mortgage lending took a reckless and unsustainable turn, a patchwork of regulators systematically and deliberately eliminated the regulations protecting the American people and failed to raise warning flags that could have protected investors and the pensions American workers count on. [read post]
19 Sep 2017, 7:15 am
However, as China takes a larger role as a major defender of globalization, these reforms will be necessary to protect companies, investors, Chinese and global citizens from the possibility of fraudulent activities, and to ensure a smooth functioning of transnational markets. [read post]
