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8 Dec 2011, 1:03 pm
Khuzami explained during his testimony that insider traders love trading options because they can leverage their position! [read post]
8 Dec 2011, 7:50 am
The defendants claimed that Franco was a successful and experienced futures trader, and significantly downplayed the risks associated with commodity futures trading. [read post]
8 Dec 2011, 3:31 am
When a single trader subsequently lost $141 million speculating in wheat futures in overnight trading, MF Global was forced to absorb those losses, sending MF Global’s stock into a tailspin. [read post]
7 Dec 2011, 11:50 am
" One investigative tool used by this Unit has been the Automated Bluesheet Analysis Project, which allows Enforcement staff "to search across this database to recognize suspicious trading patterns and identify relationships and connections among multiple traders and across multiple securities, generating significant enforcement leads and investigative entry points. [read post]
6 Dec 2011, 7:05 am
-based traders. [read post]
6 Dec 2011, 5:00 am
First Derivative Traders. [read post]
6 Dec 2011, 2:00 am
The rule gained traction in Congress during an oil-price spike in 2008, which some attributed to excessive speculation by short-term traders. [read post]
5 Dec 2011, 3:15 pm
This is no simple question of greed; traders would usually have very little chance of personal financial gain even if their trades were to go right. [read post]
5 Dec 2011, 1:36 pm
A former trader at the Galleon Group and Morgan Stanley is writing "The Buy Side," which its publisher describes as "a journey through the trading underworld as well as a look at after-hours Wall Street. [read post]
2 Dec 2011, 2:05 pm
The targets are former traders at hedge funds Diamondback Capital management LLC and Level Global Investors LP, and an analyst at mutual fund company Neuberger Berman Group LLC. [read post]
2 Dec 2011, 6:20 am
The new cases are based in part on wiretapped conversations between the traders and illegal tipsters, this person said. [read post]
2 Dec 2011, 5:00 am
A few went to prison, a couple have since died, while another employee went on to become a hugely successful billionaire trader. [read post]
1 Dec 2011, 5:03 pm
The exposure of French banks to Italy and to other countries that have been in bond traders’ sights for longer implies that contagion would quickly spread to the euro’s core (see chart 4). [read post]
1 Dec 2011, 1:23 pm
Almost two years after he pled guilty to selling confidential client information to traders at the Galleon Group, Brien Santarlas was sentenced Wednesday to six months in prison. [read post]
1 Dec 2011, 11:41 am
Written by Ildiko Duckor An entity that meets the definition of a “Large Trader” after October 3, 2011 must file its initial Form 13H with the SEC by December 1, 2011 to be assigned a large trader identification number (LTID). [read post]
1 Dec 2011, 11:32 am
The state submitted a variety of documentary evidence in support of its claim of ownership, including the journals of Lewis and Clark, old newspaper articles about fur traders and miners using the rivers, and various representations made in more recent regulatory proceedings. [read post]
1 Dec 2011, 1:43 am
The Swiss bank, which blamed a former trader for a $2.3 billion loss this year, said its chief risk officer, Maureen Miskovic, had left after less than a year in the job. [read post]
30 Nov 2011, 8:32 pm
Federal prosecutors are focused on traders at Diamondback Capital Management and Level Global Investors, two large hedge funds that were raided by the F.B.I. almost exactly a year ago. [read post]
30 Nov 2011, 7:20 pm
"Before news of FBI raid, investors bet against Boca firm, raising insider trader suspicions" - Palm Beach Post, Sept. 29, 2011. [read post]
30 Nov 2011, 2:35 pm
I had a hearing today with a client who is a stock trader, an industry where, arguably, image is very important. [read post]
