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30 Nov 2011, 11:03 am
There were about a dozen people present at the Eton Park gathering, including the hedge fund’s founder Eric Mindich, at least five former Goldman Sachs Group Inc. alumni, Lone Pine Capital LLC founder Stephen Mandel, Och-Ziff Capital Management Group LLC’s Daniel Och, TPG-Axon Capital Management LP’s Dinakar Singh, Kynikos Associates Ltd. [read post]
30 Nov 2011, 8:55 am by Joe Consumer
The employee had complained about safety and health hazards to the animal shelter's management before filing a formal complaint about the hazards with OSHA. [read post]
30 Nov 2011, 5:21 am by Doug Cornelius
Capital Gains Research Bureau, Inc., 375 U.S. 180, 191, 194 (1963). [read post]
29 Nov 2011, 1:37 pm by WIMS
[#Energy/Grid, #Air] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
28 Nov 2011, 10:08 am
But instead, he granted the plaintiff access to the materials in question subject to the proposed restrictions. [read post]
28 Nov 2011, 3:00 am by Peter A. Mahler
Morgan Investment Management Inc., No. 227, due to the circumstance that both cases raise issues involving a preemption defense under the anti-fraud provisions of New York's Martin Act governing the sale of publicly offered securities. [read post]
28 Nov 2011, 1:05 am by Sam E. Antar
Last week, I suggested that j2 Global Communications Inc. [read post]
23 Nov 2011, 9:16 pm
To settle FINRA accusations that it used misleading marketing materials when selling Wells Timberland REIT, Inc., Wells Investment Securities, Inc. has agreed to pay a $300,000 fine, as well as to an entry of the findings. [read post]
23 Nov 2011, 5:11 pm by Steve Bainbridge
Lazar, an economist with International Strategy & Investment Group Inc., wouldn't comment for this article. ... [read post]
23 Nov 2011, 12:11 pm by WIMS
[#Climate] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
23 Nov 2011, 6:32 am by Harrison
According to a public release, FINRA has fined Wells Investment Securities, who is “the dealer-manager and wholesaler for the public offering of Wells Timberland REIT,” “$300,000 for using misleading marketing materials in the sale of Wells Timberland REIT, Inc., a non-traded Real Estate Investment Trust (REIT). [read post]
23 Nov 2011, 6:04 am
., Inc. and President of Charles Schwab Investment Management, has agreed to pay a $150,000 fine to settle charges brought against him in connection with Schwab's YieldPlus Fund. [read post]
22 Nov 2011, 1:28 pm by WIMS
  GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
22 Nov 2011, 12:58 pm by David Kravets
For example, if digital rights management (DRM) software is installed and kept hidden, it can control the use of licensed, copyrighted material and also prevent the user from removing the hidden enforcement program. [read post]
22 Nov 2011, 11:33 am by Securites Lawprof
FINRA announced that it fined Wells Investment Securities, Inc. $300,000 for using misleading marketing materials in the sale of Wells Timberland REIT, Inc., a non-traded Real Estate Investment Trust (REIT). [read post]
22 Nov 2011, 7:48 am by Bexis
Simply Storage Management, LLC, 270 F.R.D. 430 (S.D. [read post]