Search for: "SECURITIES CORP."
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10 Aug 2017, 10:36 am
McMaster, the National Security Adviser, is purportedly the other adult in the room. [read post]
9 Aug 2017, 9:16 pm
In In re Change Wind Corp. [read post]
9 Aug 2017, 9:16 pm
In In re Change Wind Corp. [read post]
9 Aug 2017, 6:06 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
8 Aug 2017, 6:03 am
Following the decision of the Ontario Securities Commission in Re Canadian Tire Corp. and decisions of the ASC in Re Perpetual Energy Inc. and Re ARC Equity Management (Fund 4) Ltd., the ASC affirmed that in the absence of a breach of securities law, its public interest jurisdiction should only be exercised to address a clearly demonstrated abuse of investors and the integrity of the capital markets. [read post]
5 Aug 2017, 5:37 pm
Access to recorded classes will be controlled via a secure course management platform, such as ANGEL, and will be restricted to students enrolled in the recorded course, the professor, and those University IIT personnel necessary to maintain the system. [read post]
5 Aug 2017, 11:50 am
Dominion Equity Corp. [read post]
2 Aug 2017, 3:53 pm
The policy’s computer crime coverage section states that “The Company will pay the Insured for the Insured’s direct loss of, or direct loss from damage to, Money, Securities and Other Property directly caused by Computer Fraud. [read post]
2 Aug 2017, 9:43 am
Capital Bank Financial Corp., et al.; No. 3:17-cv-00422 (W.D.N.C. [read post]
2 Aug 2017, 7:18 am
The Securities and Exchange Commission today announced that an overseas stock manipulator has agreed to pay nearly $800,000 and be permanently barred from involvement in penny stocks after hiding his significant stake in a small oil & gas company while secretly funding a fraudulent promotional campaign that artificially boosted the company’s stock price before he dumped his shares.SEC enforcement investigators uncovered the fraud by peeling back layer upon layer of shell companies… [read post]
2 Aug 2017, 7:00 am
With passage of this legislation, the Senate reasserts congressional authority – while providing the Trump administration appropriate national security flexibility – and sends a clear signal to both Iran and Russia that our country will stand firm in the face of destabilizing behavior and that Congress will play a leading role in protecting our national interests,” added Corker. [read post]
2 Aug 2017, 3:10 am
Companies have been seeking no-action relief to exclude the proposals as “substantially implemented” – but Corp Fin denied many requests. [read post]
1 Aug 2017, 1:27 pm
” Erwood, op. at 14, quoting CIGNA Corp. v. [read post]
29 Jul 2017, 5:32 pm
Securities and Exchange Commission that through its "Attorney Network Services," it "coordinate[s] and implement[s] legal collection solutions undertaken on behalf of our clients through the management of nationwide legal resources specializing in collection litigation. [read post]
29 Jul 2017, 9:56 am
" Doc. 1-1, Texas Home Equity Security Instrument Ex. [read post]
28 Jul 2017, 10:12 am
Dutton was registered with Newbridge Securities Corp. from 2007 until last week and is now registered with Center Street Securities Inc., according to his Broker Check report. [read post]
28 Jul 2017, 8:03 am
Through a series of transfers, HSBC says it came to hold the Note, along with its status as beneficiary of the Security Interest. [read post]
28 Jul 2017, 5:00 am
The SEC’s recently filed case against Alpine Securities Corporation weighed heavily on the discussion and Q&A session. [read post]
27 Jul 2017, 3:00 am
Here’s an excerpt from the WSJ article: American Airlines Group removed certain “descriptive language” from its financials at the behest of the Securities and Exchange Commission, according to recently released correspondence. [read post]
