Search for: "Securities Investor Protection Corporation" Results 4261 - 4280 of 4,476
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26 Feb 2022, 9:44 am
  Nonetheless, complicity as a fundamental component of the corporate responsibility to respect human rights is also  connected to the principle of prevention-mitigation-remediation in UNGP ¶ 13 (What responsibility to respect human rights requires of business). [read post]
14 Aug 2009, 12:51 am
In the first 9th Circuit analysis of whistleblower protections under Sarbanes-Oxley corporate governance laws, Judge Jay Bybee found the plaintiffs did not have to prove actual fraud at their company to sue but merely had to demonstrate that they believed fraud had occurred. [read post]
However, ASIC has stated that it has stepped up its markets supervision work to ensure markets are operated fairly and orderly to ensure investors are sufficiently informed and protected, has heightened its support for vulnerable consumers and will support firms through facilitating timely completion of capital raisings and other urgent transactions and provide relief where appropriate. [read post]
20 Jul 2011, 6:50 am by admin
  When you have too much invested in property, and too little in liquid securities, you can go bust even though your balance sheet shows you with large equity. [read post]
29 Mar 2017, 5:09 am by SHG
You realized there was an opportunity, helped along by federal securities laws in the Seventies, to process and package data on investors and their performance, and that selling that data would be easier than making investments yourself. [read post]
26 Jun 2022, 12:28 am by Bill Henderson
  But as a tenured law professor, I have more time, freedom, and security than many of my legal profession peers. [read post]
8 Dec 2008, 2:00 pm
The institutional investors suing Bank of America bought around $300 million worth of securities, which lost nearly all their value when Heilig-Meyers went bankrupt in 2002. [read post]
24 Sep 2023, 9:01 pm by renholding
  Recently, plans to build a corn milling plant in North Dakota have caused states governments to consider their role in protecting both state and national security. [read post]
13 Oct 2010, 5:17 am
Windows Server Market - http://tinyurl.com/35qfohf FTI Consulting has a Relatively Low EBITDA Growth in the Research and Consulting Services Industry - http://tinyurl.com/22p48ck GFI E-mail Archiving: Good For Mid-Sized Companies - http://tinyurl.com/2d4xqws Gartner: Autonomy Has Largest Market Share in eMail Archiving - http://t.co/05v8KKt Hyland Software Builds on ECM Portfolio with CSC Deal - http://tinyurl.com/2b68ysp IBM Announces Blueworks Live, 'Lite' SaaS Based BPM -… [read post]
14 Mar 2016, 2:56 am by Kevin LaCroix
  However, Carlson, on behalf of himself, recruited Donald Imdieke and Mike Froseth, non-bank customers, as investors, who provided $80,000 and $405,000 check that were made payable to Avon State Bank. [read post]
18 Oct 2011, 3:08 am by Dan
It does a good job touching on the major legal issues foreign investors typically face in China. [read post]
9 Oct 2008, 2:49 am
  And the counterparty on Buffett’s first transaction while a brand new trader at Graham-Newman investment bank -- a complex arbitrage deal involving cocoa beans and cocoa bean futures -- was a shrewd investor named Jay Pritzker, whose family business, Marmon Corporation, Buffett would agree to buy in a multi-billion dollar transaction in late 2007 (refer here). [read post]
22 Jun 2010, 12:41 pm by Erin Miller
United States (09-1012) Issues (partly overlapping among the petitions): (1) Whether a group of corporations can constitute an association-in-fact enterprise under RICO; (2) whether a corporation can be found to have the necessary specific intent to defraud in a RICO case without evidence that any particular individual in the corporation had such specific intent; (3) whether 18 U.S.C. [read post]
15 Apr 2017, 7:10 am by Ed. Microjuris.com Puerto Rico
In the case of the very public litigation between holders of GO and Puerto Rico Sales Tax Financing Corporation (COFINA) debt, this has devolved into an acrimonious fight over the very legality of the COFINA bond issuances themselves. [read post]
18 Nov 2009, 3:38 pm by Steven Taber
Airline unions say the industry has become dysfunctional, with companies, investors, employees, and passengers all suffering. [read post]
11 Apr 2018, 9:53 am by Dennis Crouch
Harari risk everything, put aside his secure career at an established company, and strike it on his own? [read post]
9 Jun 2022, 9:30 pm by Claire Hill
Many large corporations implement such agreements, which require arbitration as an alternative to adjudication in court. [read post]