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25 Aug 2010, 5:12 am by Jon Sheldon
, Automobile Fraud (218 pp), Consumer Banking and Payment Law (222 pp.) [read post]
25 Aug 2010, 1:45 am by admin
Read this entire article for free, activate your free 15 day trial access to Banking Report now. [read post]
24 Aug 2010, 4:53 pm by Daniel E. Cummins
In this time of need, they could use a hand from their friends and fellow professionals.I have been advised that an account has been opened at the Honesdale National Bank and contributions to help the family with medical expenses and other family expenses can be mailed directly to:The Honesdale National BankP O Box 192Lackawaxen, PA 18435Checks should be made out to: “Bill Rice Benefit”Tickets to the Barbeque are $10 per adult $5 per child and will be on sale at the Honesdale… [read post]
24 Aug 2010, 12:31 pm by Jeffrey Andersen
”      The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) contains some provisions that address the issue, but the Act may do little in the immediate future to reduce the competitive advantage enjoyed by the largest banks. [read post]
23 Aug 2010, 7:44 pm by Kevin Funnell
With the passage of Dodd-Frank, which eliminates federal preemption for operating subsidiaries, Ms. [read post]
20 Aug 2010, 9:42 am by James Hamilton
Rather, the Council has full discretion not to recommend the application of capital requirements to any such non-bank financial firm engaged in any such activity. [read post]
20 Aug 2010, 9:38 am by James Hamilton
A number of these U.S. branches of foreign banks will be swap entities under section 716 and title VII of Dodd-Frank. [read post]
20 Aug 2010, 9:25 am by James Hamilton
This was an important expansion and linking of the Lincoln Rule in Section 716 with the Volcker Rule in Section 619 of Dodd-Frank. [read post]
20 Aug 2010, 4:50 am by Broc Romanek
Topics include: - Getting ready for the Dodd-Frank Act's Say-on-Pay requirements - The latest on the Dodd-Frank Act's disclosure provisions - Favorite vacation spots Another Judicial Roadblock: Judge Won't Approve Citi-SEC Settlement A few weeks ago, the SEC and Citigroup entered into a settlement regarding allegations that the company misled investors over subprime investments. [read post]
18 Aug 2010, 4:53 pm by James Hamilton
As regulators implement the Dodd-Frank Wall Street Reform and Consumer Protection Act, noted the senators, the complete disclosure of all off-balance sheet activities is particularly crucial for the largest and most interconnected companies, including both banks and non-banks. [read post]
17 Aug 2010, 11:21 pm by J.W. Verret
Frank Easterbrook & Daniel Fischel, The Economic Structure of Corporate Law, Harvard University Press (1996). [read post]
17 Aug 2010, 10:49 am by James Hamilton
Thus, end users that execute swaps through an affiliate should not be deemed to be swap dealers under Dodd-Frank just because they hedge their risks through affiliates. [read post]
17 Aug 2010, 6:45 am by William Carleton
While fatalistically conceding that forces of corporate darkness will likely triumph, here now is analysis by Frank Pasquale that assumes carriers will bypass market forces altogether and write their own rules: "We’ve seen a cognate regulatory arbitrage story before in the financial sector: think of the opaque dealmaking that sunk big banks, and the rating agencies’ First Amendment immunity from liability for utterly conflicted assessments of mortgage-backed… [read post]
16 Aug 2010, 9:15 am by James Hamilton
The intent of Section 621 of the Dodd-Frank Act is to prohibit underwriters, sponsors, and others who assemble asset-backed securities, from packaging and selling those securities and profiting from the securities’ failures. [read post]
16 Aug 2010, 6:47 am by Regan Zambri & Long
  The Financial Times (8/9, Eaglesham, Masters) reports that the Dodd-Frank financial reform bill includes new whistleblowing incentives that could mean multimillion dollar rewards for informants and could lead to an increase in allegations against US companies and banks. [read post]
15 Aug 2010, 11:36 am by James Hamilton
Section 742 of the Dodd-Frank Act includes several important provisions to enhance the protections afforded to customers in retail commodity transactions. [read post]
13 Aug 2010, 3:56 pm by James Hamilton
S5895).Dodd-Frank sets forth a broad definition of hedge fund and private equity fund, not distinguishing between the two. [read post]
13 Aug 2010, 9:24 am by Christine Hurt
  Also, the Dodd-Frank Act exempts from certain securitization regulatory reforms and risk retention requirements standard 30-year fixed conventional home loans. [read post]