Search for: "Securities Investor Protection Corporation"
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19 Apr 2020, 9:52 am
The press release highlights the fact that the awards are made out an investor protection fund authorized by Congress and “financed entirely through monetary sanctions paid to the SEC by securities law violators. [read post]
10 Jan 2023, 7:12 pm
To that end, it also represents the further operationalization of the principles and objectives of New Era ideology centering on the development of the Socialist Market economy expressed in the First Secretary's Report to the 20th CPC Congress in October 2022 ("We will refine the systems underpinning the market economy, such as those for property rights protection, market access, fair competition, and social credit, in order to improve the business environment. [read post]
14 Feb 2023, 9:05 am
The reforms include: A flat tax of 20 percent on individual income combined with a generous family allowance to protect low-income households. [read post]
13 Apr 2017, 5:55 am
This issue is not limited to the ongoing dispute between general obligation (GO) and Puerto Rico Sales Tax Financing Corporation (COFINA) creditors concerning whether the Commonwealth’s sales and use tax represents “available resources” for satisfaction of GO debt,4 although that is a critical dispute. [read post]
16 Sep 2019, 12:37 pm
Finally, both areas of law working together to achieve global governance of the respective subject-matters such as e.g. securities antitrust, data protection, environmental or cultural property protection law. [read post]
22 Apr 2021, 2:26 am
Impact As sustainable finance has become more popular among institutional investors, there has been a growing need to classify commercial activities appropriately from an ESG perspective. [read post]
5 Feb 2010, 6:05 am
These efforts have so far culminated in the Wall Street Reform and Consumer Protection Act (H.R. 4173) as well as in Senator Dodd’s thoughtful Discussion Draft. [read post]
23 Jul 2019, 4:30 pm
A version of this article previously appeared on Securities Docket. [read post]
10 Dec 2020, 8:56 am
In a recent review of the sector, Australia’s corporate watchdog ASIC said o [read post]
12 May 2011, 8:00 am
Since outside investors were involved, the bank had to negotiate with them. [read post]
13 Feb 2012, 3:40 pm
CDS are financial instruments meant to protect investors in the event a company or State they have invested in default on their payments. [read post]
20 Aug 2011, 4:00 am
The positions were "unclassified" and not protected under the Tennessee Civil Service Merit System. [read post]
21 Nov 2022, 6:30 am
Environmental, ESG and Sustainability Issues: Issues such as climate change continue to receive significant attention from the SEC and investors. [read post]
21 Nov 2022, 6:30 am
Environmental, ESG and Sustainability Issues: Issues such as climate change continue to receive significant attention from the SEC and investors. [read post]
8 Oct 2019, 7:47 am
In addition, companies may be required to disclose additional information about their operations and their supply chain relationships under the securities laws of the states in which their shares are traded or registered. [read post]
10 Jul 2012, 7:35 am
Even the industry has lot of problems and our legal system is also a cause of concern for the foreign investors. [read post]
29 Dec 2022, 9:05 pm
Hodges, which protects the right to same-sex marriage. [read post]
22 Sep 2011, 4:25 am
The corporate structure of prior ownership of the Site is complex. [read post]
4 Apr 2012, 6:39 am
Department of Justice, Federal Bureau of Investigation) Law Technology News – April 2012 Digital Issue - bit.ly/H8rdo7 (LTN) Predictive Coding Technology Providers - bit.ly/HKRvOE (@ComplexD) Procure Secure: A Guide to Monitoring of Security Service Levels in Cloud Contracts - bit.ly/HbHGgy (ENISA) Technology-Assisted Document Review: Is It Really Defensible – Richmond Journal of Law & Technology (PDF) –… [read post]
25 Feb 2019, 6:20 am
Renowned investor Warren Buffet reportedly described the airline industry as “being labour intensive, capital-intensive with high fixed costs that has been the death trap of investors”. [read post]
