Search for: "Securities Investor Protection Corporation" Results 4281 - 4300 of 4,476
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12 Sep 2008, 2:33 pm
: (IPRoo), Review of National Innovation System – Key points for corporate counsel: (Mallesons Stephen Jaques), Review of National Innovation System recommends creative commons: (creativecommons.org), Review of Innovation System released: (IP Menu News), What [right]’s in a [business] name: Westpac Banking Corporation v McMillan & Melbas On The Park Pty Ltd (formerly Credit Systems Australia Pty Ltd): (Australian Trade Marks Law Blog), Senator Kim Carr… [read post]
11 Sep 2008, 9:38 pm
Paul Kanjorski, noted that a majority of the provisions in the bill were recommended to Congress by the Commission.Other provisions in the bill help investors by extending the insurance provided by the Securities Investor Protection Corporation to securities futures held within their portfolio. [read post]
9 Sep 2008, 2:17 pm
" The Council of Institutional Investors (CII), which represents U.S. public, union, and corporate pension funds, expressed concern about whether the IFRS will be as rigorous and useful as GAAP. [read post]
9 Sep 2008, 2:20 am
Last month, investors who purchased Fannie Mae shares in the company's May 9, 2008 secondary offering filed a lawsuit in New York state court seeking damages under Section 12(a)(2) of the Securities Act of 1933. [read post]
4 Sep 2008, 6:59 pm
Back in September 2007, the Attorney General sent letters and subpeonas to Xcel Energy, AES Corporation, Dominion Resources, Dynegy Inc., and Peabody Energy (all energy companies) demanding information about the companies' analysis of the risk posed by climate change and the disclosure of that risk to investors. [read post]
3 Sep 2008, 3:36 pm
For example, it is already apparent, that larger corporations and institutions are not being assured of any affirmative relief in the settlements and will be forced to fend for themselves in protecting their own economic interests. [read post]
2 Sep 2008, 8:03 pm
The same process is now unfolding with respect to Social Security, Medicare, energy, securities class actions, and probably a dozen other long-term problems that Congress is seemingly unable to address. [read post]
29 Aug 2008, 9:14 pm
This despite the fact that most corporate and institutional investors were misled about their auction-rate securities in the same way as other investors. [read post]
27 Aug 2008, 5:02 pm
  Please call me to discuss the timetable.How much would this attorney-client email exchange be worth to unscrupulous investors? [read post]
26 Aug 2008, 2:29 am
(PDF copy of signed arrangement) The arrangement will provide greater access to U.S. markets for Australian investors, while maintaining strong investor protection and ensuring market integrity. [read post]
22 Aug 2008, 8:16 pm
In a statement, the PCAOB said it was "gratified" by the decision and noted the court's opinion is consistent with positions taken by several investors and investor groups, including the Council of Institutional Investors, AFL-CIO, and TIAA-CREF, as well as regulatory bodies such as the Securities and Exchange Commission. [read post]
12 Aug 2008, 4:55 pm
§13(d) of the Securities Exchange Act applies whenever an investor acquires "beneficial ownership" of more than 5% of a company's stock, and requires such investors to file a disclosure statement revealing their position and any plans they may have with respect to the company. [read post]
12 Aug 2008, 4:35 pm
Thus such investors are left hoping that something positive will happen over the next two years in the auction-rate securities market or taking action to protect their rights. [read post]
11 Aug 2008, 8:44 am
The events have the potential at least to mark the end of an approach to securities class action case resolution that became fashionable during the era of corporate scandals – that is, to try to ensure that as part of the case settlement that the certain individual defendants were forced to pay out of their own assets to resolve claims asserted against them. [read post]
8 Aug 2008, 8:32 pm
We presented our paper at the National Bureau of Economic Research Conference on Corporate Law and Investor Protection on July 28th, 2008. [read post]
8 Aug 2008, 7:39 pm
Some lawmakers want investors to be included as consumers protected by the bill. [read post]
6 Aug 2008, 1:44 pm
  And how does his approach better protect investors, especially short-term investors? [read post]
6 Aug 2008, 12:15 pm
The Enforcement division, the office responsible for enforcing the investor protection requirements of the securities laws? [read post]
6 Aug 2008, 6:01 am
Former Enron executive Lou Pai's recent settlement with the Securities and Exchange Commission confirmed that the Greed Narrative is still embraced by much of mainstream American society. [read post]
5 Aug 2008, 3:36 pm
The letter, written by David Markowitz, the head of the investor-protection bureau in Mr. [read post]