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2 Mar 2010, 1:34 pm
In these arrangements, as described by the SEC, the broker-dealer allows its customer (which may be a hedge fund, mutual fund, bank or insurance company, an individual, or another broker-dealer) to use the broker-dealer’s MPID or other mechanism to access an exchange or ATS. [read post]
8 Dec 2007, 9:03 am
Indeed, with respect to one of the first great constitutional dilemmas in the new nation, President Washington rejected AG Randolph's opinion about the constitutionality of the first national bank -- and ultimately, in M'Culloch v. [read post]
30 Mar 2011, 4:35 am
http://tinyurl.com/5vwgrdw (Josh Camson) Judge Have Mercy, The Dog Ate My Discovery – http://tinyurl.com/4h8w3yr (Edward Piasecki) Lawyer, Firm File Suit Over “False Review” http://tinyurl.com/4l4txw2 (Brenda Sapino Jeffreys) More Discovery Woes from Web 2.0 - http://tinyurl.com/4jz83au (Joe Dysart) Operation “Night Dragon”: A Data Breach Illuminated – http://tinyurl.com/48uczlv (Sharon Nelson, John Simek) ‘Pension Committee’ — One Year Later -… [read post]
19 Jul 2010, 8:11 pm
The hindrances began with “the Williams Act, which deterred corporate takeovers by dramatically increasing both the out-of-pocket costs and the legal risks that bidders face when launching a tender offer. [read post]
8 Jan 2012, 4:25 pm
In a comment on Meeja Law, media law consultant David Banks questions the suggested risk of contempt. [read post]
3 Feb 2013, 3:57 pm
The failure, submits Mr Marshall Williams [for MS I], is fatal to the review decision regardless of the likelihood of a relevant or effective response from the applicant.The Council argued thatunless the deficiency amounts to “something lacking of sufficient importance to the fairness of the procedure to justify an extra-procedural safeguard”, it is not covered by the regulation 8(2) process, and that whether it is in this class is for the reviewer alone to judge, subject only… [read post]
23 Dec 2009, 5:56 am
The new rule also expands the categories of legal proceedings that must be disclosed to include (i) involvement in mail or wire fraud or fraud in connection with any business entity and proceedings based on violations of federal or state securities, commodities, banking or insurance laws and regulations, excluding settlements of a civil proceeding among private parties, and (ii) disciplinary actions taken by a stock, commodities or derivatives exchange or other self-regulatory… [read post]
13 Dec 2006, 7:17 pm
Councill, William D Cowan, Chris Crantz, Rachael Crawford, Rachel Crawford, Matthew Crockett, Nancy Cromer, John Crossen, Bill Crozier, Tony Cuccia, Roselyn Cullom, Cindy Cummings, Buddy Cunningham, James E. [read post]
11 Dec 2017, 3:28 am
The LLC had two members: Charles Cartalemi, the managing member holding an 80% interest, and non-managing member William Jacobs holding a 20% interest. [read post]
26 Apr 2020, 4:25 pm
On the same day Nicklin J handed down judgment in the case of Peck Williams Trade Supplies Ltd & Ors [2020] EWHC 966 (QB) dealing with preliminary issues as to meaning and fact/opinion. [read post]
3 Jun 2010, 9:00 am
John Tierney’s House Subcommittee offered a much wider variety of views - as offered by me speaking in favor of the self-defense view, Mary-Ellen O’Connell for the “binary” view above, but also David Glazier speaking to an armed conflict view that nonetheless does not accept the geographical limits view, and William Banks speaking to the questions of CIA participation. [read post]
25 Apr 2022, 9:05 pm
Omarova, Bank Governance and Systemic Stability: The “Golden Share” Approach, 68 Ala. [read post]
3 Feb 2024, 11:27 am
In 1953, Professor William Crosskey opened up a new window into the Constitution when he pointed out that many of Congress’s enumerated powers had been prerogatives of the British Crown. [read post]
18 May 2008, 8:26 am
Image via Wikipedia The other day I heard a Feed The Pig public service announcement (”PSA”) on how Americans are generally spending more than they’re making. [read post]
8 Oct 2011, 8:13 am
As William K. [read post]
29 Apr 2016, 6:47 am
Because members are not allowed to fundraise on Capitol grounds, the campaign arms of the parties have setup call bank headquarters where members can duck in to spend a few hours on the phone. [read post]
19 May 2009, 2:51 am
" And that's when the lawyers decided that the company needed to buy a bank -- preferably one that was distressed, but not too distressed. [read post]
22 Sep 2022, 6:17 am
Bromwich, William K. [read post]
21 Feb 2016, 4:28 pm
The Sun, despite its pro monarchy stance, has criticised Prince William for his reluctance to take part in public engagements and for his anti media stance. [read post]
21 Feb 2010, 9:38 am
Janus, the dean of William Mitchell College of the Law and who once represented _____, released a book last year critical of civil commitment programs. [read post]
