Search for: "Securities Investor Protection Corporation"
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4 Aug 2008, 9:16 pm
This paper was presented by Professor Wu at the National Bureau of Economic Research Conference on Corporate Law and Investor Protection on July 28th, 2008.) [read post]
4 Aug 2008, 1:22 pm
But the SEC approved the listing of SPACs because Nasdaq will impose special corporate governance listing standards that the SEC said ensured the protection of investors. [read post]
29 Jul 2008, 6:52 pm
As Tamar Weinrib and Marc Gross report in the August issue of The Pomerantz Monitor, overseas institutional investors, realizing that U.S. courts and U.S. securities laws provide the best protections for investors, are seeking U.S. justice. [read post]
22 Jul 2008, 7:54 pm
July 8, 2008), the Delaware Chancery Court held that board members of a close corporation breached their duty of loyalty and would be required to disgorge bonuses where the directors approved self-compensation without sufficient independent protections. [read post]
16 Jul 2008, 1:45 pm
FeldmanCc: Honorable Christopher Cox, Chairman, Securities & Exchange Commission John White, Director, Division of Corporation Finance, Securities & Exchange Commission [read post]
2 Jul 2008, 3:27 pm
" That underlying premise is flawed, argues Clark, because the need to rely on the Delaware judiciary effectively concedes that the Delaware corporation law is fundamentally "not protective" of investor rights. [read post]
13 Jun 2008, 3:40 am
, (IPKat), (IPKat), (Class 46), (IPKat), (IP Law360), Quanta – Supreme Court reverses CAFC decision in Quanta v LG Electronics; method patents exhaustible: (Peter Zura's 271 Patent Blog), (IP Updates), (Hal Wegner), (Patently-O), (Techdirt), (Patent Prospector), (Ars Technica), (Patent Docs), (Agricultural Law Blog), (Filewrapper), (Intellectual Property Law Blog), (Philip Brooks), (Philip Brooks guest blog), (IP ThinkTank), (Electronic Frontier Foundation), (IAM), (IAM), (IPBiz),… [read post]
12 Jun 2008, 7:14 pm
I am also posting the roster from previous Conglomerate Junior Scholars Workshops: David Adam Friedman, Reinventing Consumer Protection Miriam Baer, Insuring Corporate Crime Trey Drury, What's the Cost of a Free Pass? [read post]
10 Jun 2008, 1:46 pm
This latter prescription is similar to the comply or explain concept employed by European Union corporate governance codes, such as the UK's Combined Code.Professor Paredes is the heir to the definitive Loss-Seligman-Paredes treatise on securities regulation. [read post]
9 Jun 2008, 3:42 pm
Prior studies have investigated how proxies for the threat of private securities litigation affect corporate disclosure behavior, but little is known about the behavioral changes of companies that are actually sued. [read post]
9 Jun 2008, 2:09 am
As discussed in a prior post (here), case law suggests that the rating agencies enjoy First Amendment protection for their rating opinions and activities. [read post]
5 Jun 2008, 8:21 pm
In response to this problem, the SEC implemented cross-border exemptions intended to facilitate the inclusion of U.S. investors based on the percentage of target securities of a foreign private issuer held by such investors. [read post]
4 Jun 2008, 1:49 pm
This is done for legitimate tax efficiency planning purposes as well as to sell specific interests to groups of investors or secure specific assets to interested creditors. [read post]
1 Jun 2008, 10:07 am
A more detailed analysis of the Countrywide court’s discussion of Rule 10b5-1 plan issues can be found on The Corporate Counsel.net blog, here.) [read post]
28 May 2008, 5:15 am
Completely absent from the explanation was any awareness of the implications of the federal securities laws and the obligation of corporate CEOs to speak to the market in a complete and accurate fashion. [read post]
28 May 2008, 4:34 am
The mechanism is designed to provide enough reputation incentives to the sponsor to ensure that the SMEs do not fail, and therefore indirectly protect the interest of the investors. [read post]
23 May 2008, 2:04 am
Who, I ask, protects the freedom of the free market? [read post]
21 May 2008, 8:00 pm
A popular choice for sole proprietors who are looking to incorporate simply to protect personal assets or secure additional loans, the LLC is thought to be one of the easiest and least expensive forms of ownership to organize. [read post]
15 May 2008, 8:07 pm
In the words of the Chancery Court “it was incumbent upon the board to make a reasonable effort to maximize the return to Netsmart’s investors. [read post]
15 May 2008, 4:22 pm
Required the Director of National Intelligence to conduct his or her own independent review of the proposed transaction to assess national security threats and to ensure that national security is not compromised. [read post]
