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SEC Guidance – DAO Report As we first reported in our August 2017 client alert, the Securities and Exchange Commission (“SEC”) zeroed in on the ICO market when it issued its report of investigation concerning the DAO and its sale of DAO Tokens (the “DAO Report”). [read post]
17 Jan 2018, 9:35 am by Scott H. Kimpel
SEC Guidance – DAO Report As we first reported in our August 2017 client alert, the Securities and Exchange Commission (“SEC”) zeroed in on the ICO market when it issued its report of investigation concerning the DAO and its sale of DAO Tokens (the “DAO Report”). [read post]
16 Jan 2018, 1:13 pm by Elizabeth A. Khalil
The rule requires covered financial institutions (federally regulated banks and federally insured credit unions; mutual funds; brokers or dealers in securities; futures commission merchants; and introducing brokers in commodities) to identify and verify the identity of beneficial owners of legal entity customers, subject to certain exclusions and exemptions. [read post]
16 Jan 2018, 8:42 am by Nathan Sheard
Retain the most limited data that is required for security practices. [read post]
12 Jan 2018, 6:18 am by Greg Barnhart
” Voters who oppose the proposal and instead advocate for patients’ rights are encouraged to get involved by submitting a comment, emailing Cerio directly, speaking at a public hearing or reaching the commission on social media. [read post]
12 Jan 2018, 6:18 am by Greg Barnhart
” Voters who oppose the proposal and instead advocate for patients’ rights are encouraged to get involved by submitting a comment, emailing Cerio directly, speaking at a public hearing or reaching the commission on social media. [read post]
10 Jan 2018, 7:19 pm by Sabrina I. Pacifici
In September 2017, Equifax announced that hackers had stolen sensitive personal information – including Social Security Numbers, birth dates, credit card numbers, driver’s license numbers, and passport numbers – of over 145 million Americans. [read post]
10 Jan 2018, 7:04 pm by Thomas Schober
Generally, issuers must register publicly offered securities with the Securities and Exchange Commission (“SEC”) – a process involving extensive information reporting and expense. [read post]
10 Jan 2018, 7:04 pm by Thomas Schober
Generally, issuers must register publicly offered securities with the Securities and Exchange Commission (“SEC”) – a process involving extensive information reporting and expense. [read post]
10 Jan 2018, 6:00 am by Jalel Harchaoui
Lack of physical security, although real, is not the root cause behind Libya’s monetary crisis. [read post]
9 Jan 2018, 6:22 am
 Related research from the Program on Corporate Governance includes Social Responsibility Resolutions by Scott Hirst (discussed on the Forum here). [read post]
8 Jan 2018, 10:15 am by Michael J. Giarrusso
As we recently discussed in detail in a previous blog post, on December 21, 2017, the Securities and Exchange Commission (“SEC”) formally announced charges, as well as an asset freeze, against the Woodbridge Group of Companies (“Woodbridge”) of Sherman Oaks, CA, as well as Woodbridge’s related unregistered investment funds, and the firm’s owner and former CEO, Robert Shapiro. [read post]
8 Jan 2018, 10:00 am by The Sader Law Firm
Cybercriminals will file fraudulent tax returns after stealing the Social Security numbers and other identifying information from victims. [read post]
8 Jan 2018, 10:00 am by The Sader Law Firm
Cybercriminals will file fraudulent tax returns after stealing the Social Security numbers and other identifying information from victims. [read post]
7 Jan 2018, 6:27 am by Cynthia Marcotte Stamer
She supports her clients both on a real-time, “on demand” basis and with longer term basis to deal with all aspects for workforce and human resources management, including, recruitment, hiring, firing, compensation and benefits, promotion, discipline, compliance, trade secret and confidentiality, noncompetition, privacy and data security, safety, daily performance and operations management, emerging crises, strategic planning, process improvement and change management,… [read post]
5 Jan 2018, 5:35 am by Cynthia Marcotte Stamer
Its March 4, 2016 Securities and Exchange Commission 8-K on Data Security Incident (Breach 8-K) states 21CO delayed notification at the request of the FBI to avoid interfering in the criminal investigation of the breach. [read post]
4 Jan 2018, 10:59 am by John Delaney and Aaron Rubin
International Trade Commission (ITC) will see an uptick in filings as it offers patentees one-stop shopping against multiple defendants. [read post]