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3 Jun 2015, 2:20 pm
The SEC has also been unwilling to seriously discipline large financial institutions, creating a double standard in which insider traders and boiler room operators are treated much harsher than recidivist institutions. [read post]
10 May 2011, 12:35 pm
The case is Harvest Scents & Traders LLC v. [read post]
14 Aug 2024, 6:57 am
The scheme involved three additional individuals, a private energy trader, the head of an energy company, and the head of a mining company located in Donetsk. [read post]
15 Jul 2011, 2:43 pm
Lawyers tussle over ‘financial conspiracy’ evidence in McCrudden caseDefense counsel for disgruntled former hedge-fund manager and commodities trader Vincent P. [read post]
23 Jan 2018, 1:15 am
This double limit to traders’ remuneration (added to the scale of damages to be awarded in case of unfair dismissal which has been recently implemented and which is applicable to all dismissals notified on or after 23rd September 2017) is clearly in favour of financial institutions, demonstrating the French Government’s response to Brexit. [read post]
26 Mar 2012, 6:05 am
Paul Getty Museum in Los Angeles: http://nyti.ms/GFCstZ Guess What’s the Fastest-Adopted Gadget of the Last 50 Years http://zite.to/GJYvsl Facebook Asserts Trademark on Word ‘Book’ in New User Agreement http://zite.to/GIRPgF AOL Said to Hire Evercore to Find Buyer for Patent Portfolio http://zite.to/GLq05Y Apple filed a patent application that describes a handheld device with a case made entirely of glass – http://on.mash.to/GV1Pop Oracle’s Google Android patent lawsuit… [read post]
17 Sep 2008, 4:23 pm
The Kat also detects a whisker of the court's old IP-scepticisim in para.64:On the other hand, it should be recalled that, where a medicine is protected by a patent which confers a temporary monopoly on its holder, the price competition which may exist between a producer and its distributors, or between parallel traders and national distributors, is, until the expiry of that patent, the only form of competition which can be envisaged. [read post]
19 Mar 2009, 4:59 am
"Kristof informs the IPKat that the court, in a free translation into English, said as follows: "The concept of use in the sense of Article 9(1)(a), and 9(2)(d) ... applies to a situation, such as that of the main dispute at issue, where an intermediary, acting in his own name but on the account of the seller and therefore having no interest in the sale of goods to which he is a contracting party, uses a sign identical to a Community trade mark on business papers for the same goods or… [read post]
16 May 2008, 9:13 am
Allowing the trading of US commodities in a foreign jurisdiction presents the potential for a significant loophole in oversight that must be closed, they emphasized.The senators noted that the CFTC has allowed US energy traders to trade energy commodity futures contracts on European exchanges, even for United States based energy products. [read post]
14 Nov 2019, 10:52 am
The E-1 (treaty trader) visa allows nationals of countries who have a treaty of commerce or navigation with the US to enter the United States to engage in substantial trade between the US and the treaty country. [read post]
25 Jul 2023, 9:17 am
Some identify the individual trader, investment manager or portfolio manager making the investment or execution decision at a transaction level. [read post]
31 Oct 2011, 2:00 am
First Derivative Traders; and the dismissal of the Lehman ERISA action for a second time. [read post]
31 Oct 2010, 3:50 pm
The Sydney Morning Herald (via the AFP news service), and other papers (but probably not read by as many of the Blog's readers), reported in a story titled "Seal hunters lose bid to lift EU ban" (see www.smh.com.au) that: "A European judge has refused to suspend a ban on the import of seal products in Europe, dealing a blow to Canada's Inuit hunters and fur traders. . . . [read post]
15 Jun 2022, 6:30 am
According to press reports, the Securities and Exchange Commission (the “Commission” or the “SEC”) is requiring Wall Street banks to undertake an unprecedented review of dozens of their top executives’ and traders’ personal cell phones to determine the frequency with which these platforms are used to conduct bank business. [read post]
24 Oct 2011, 10:12 am
From what a New York Estate Lawyer gathered, the remaining part of the estate of the deceased goes to the Manufacturers and Traders Trust Company as trustee for the Buffalo Foundation to be held as a perpetual charitable fund in memory of Mrs. [read post]
18 Jul 2018, 6:21 am
These risks included that (1) governments may adopt legislation or regulation that may negatively impact the use, transfer, exchange or price of cryptocurrencies; (2) cryptocurrencies are volatile and the price of cryptocurrency relative to fiat currency may decrease over a short period of time, resulting in significant loss to purchasers or traders; (3) a system or technical failure, or deficient source code, may negatively impact the ability to exchange cryptocurrencies and their… [read post]
26 Apr 2017, 6:01 am
Amell Eaton Vance trader to plead guilty to defrauding firm of nearly $2 million by Beth Healy Portfolio Manager Agrees to Plead Guilty to Securities Fraud [read post]
15 Jul 2019, 6:37 am
The EU’s antitrust commissioner, Margrethe Vestager, said that Sanrio Co. was fined 6.2 million euros ($7 million) because the company violated the bloc’s competition rules with licensing agreements that banned traders from selling merchandise in different countries in the bloc. [read post]
19 Oct 2014, 5:44 pm
The recalled brands included Arrowhead Mills, MaraNatha, Trader Joe’s, Whole Foods, Safeway, and Kroger. [read post]
16 Jul 2012, 10:57 am
Denise Rich, former wife of commodities trader Marc Rich who was indicted in the 1983 on charges of tax fraud, gave up her U.S. citizenship, avoiding potential future tax problems. [read post]