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14 Nov 2011, 9:06 am by Mandelman
Cartoon by Steve Grenberg How the foreclosure crisis impacts our country’s standard of living from this point forward will all come down to how we handle ONE thing. [read post]
11 Nov 2011, 3:48 pm
SEC Charges UBS With Faulty Recordkeeping Related to Short Sales, SEC, November 10, 2011 FINRA Fines UBS Securities $12 Million for Regulation SHO Violations and Supervisory Failures, FINRA, October 25, 2011 More Blog Posts: UBS Fined $12M for Supervisory Failures and Regulation SHO Violations in Securities Short Sales, Institutional Investor Securities Blog, October 25, 2011 UBS Financial Services Fined $2.5M and Ordered to Pay $8.25M Over Lehman Brothers-Issued 100% Principal-Protection Notes,… [read post]
11 Nov 2011, 10:46 am by James Hamilton
The proposed rule would subject traders who have the ability to execute against a customer’s order or to execute two customers against each other to a 15 second timing delay between the entry of those two orders, such that one side of the potential transaction is disclosed and made available to other market participants before the second side of the potential transaction (whether for the trader’s own account or for a second customer), is submitted for… [read post]
10 Nov 2011, 7:00 am by Felix Shipkevich
Lowrance claimed to be a successful forex trader, and he promised monthly returns of 1.1-4.15%. [read post]
9 Nov 2011, 12:27 pm by Kara OBrien
Lee says there is some concern that the SEC’s new large trader rule could be a concern in this area. [read post]
9 Nov 2011, 5:05 am
 The loophole, elegantly named Low Value Consignment Relief, gave the Channel Island traders a 20% competitive edge over their mainland rivals. [read post]
8 Nov 2011, 3:38 pm
Now, leaving aside the obvious and disturbing signs of the inevitable robot takeover, this article makes clear what free traders have been saying for a long time now: if you just have to blame US manufacturing job losses on something, blame robots, not China, because the Chinese (and the Germans and everyone else) are dealing with the exact same thing. [read post]
8 Nov 2011, 11:51 am
Here is the abstract.In light of the concept of functional overlapping competing jurisdictions (FOCJ) discussed by Frey and Eichenberger (1996, 1999, 2000) I analyze the Hanseatic League; the medieval association of northern European traders and cities that existed from the 12th to the 17th century. [read post]
7 Nov 2011, 4:12 pm by Colin O'Keefe
.: Round Two (Wal-Mart: 1, Plaintiffs: 0) - Los Angeles lawyer Stacie Yee of Squire Sanders on the firm's blog, Employment Law Worldview DOJ Elects Not to Investigate SEC's Former General Counsel For Conflict of Interest in Madoff Matter - Washington, DC attorney William McGrath of Porter Wright on the firm's Federal Securities Law Blog Crowdfunding Bill Overwhelmingly Approved by House - Seattle lawyer Andrew Ledbetter of DLA Piper on The Venture Alley … [read post]
7 Nov 2011, 11:36 am
According to the indictment, Gerebizza styled himself as the sales agent and trader for a group of investment funds collectively known as the andldquo;Kenzie Funds,andrdquo; purportedly operated by Kenzie Financial Management in the U.S. [read post]
7 Nov 2011, 4:48 am by admin
This isn’t the worst hit the Swiss bank has taken recently; the win goes to a UBS trader that singlehandedly lost $2.3 billion as a result of unauthorized trading. [read post]
7 Nov 2011, 4:18 am
Mogashoa disagrees, saying small business and informal traders were consulted extensively prior to the launch of the development and came to realise how they could trade successfully alongside the more formal sector.Mark Stevens, the MD of Fortress, says his company is focusing on the market that has large volumes of feet moving through it, whether it be the Johannesburg CBD, Diepsloot or the bustling Louis Botha Avenue close to the city, or anywhere close to a taxi rank. [read post]
7 Nov 2011, 1:59 am
 • Bryant found that every one of the samples Food Safety News bought at farmers markets, co-ops and "natural" stores like PCC and Trader Joe's had the full, anticipated, amount of pollen. [read post]
6 Nov 2011, 10:09 pm by Tony Tsang
In 2009, two traders were charged with manipulating the London interbank rates (Libor) when the Japan FSA joined hands with the UK FSA and SEC in investigation efforts. [read post]
6 Nov 2011, 10:52 am by Peter Huang
In two articles, The Psychophysiology of Real-Time Financial Risk Processing and Fear and Greed in Financial Markets: An Online Clinical Study, Andrew Lo and co-authors find traders who respond with too little or too much emotion tend to be less profitable than traders with middle of the range types of emotional responses. [read post]
6 Nov 2011, 10:52 am by Peter Huang
In two articles, The Psychophysiology of Real-Time Financial Risk Processing and Fear and Greed in Financial Markets: An Online Clinical Study, Andrew Lo and co-authors find traders who respond with too little or too much emotion tend to be less profitable than traders with middle of the range types of emotional responses. [read post]
6 Nov 2011, 10:52 am by Peter Huang
In two articles, The Psychophysiology of Real-Time Financial Risk Processing and Fear and Greed in Financial Markets: An Online Clinical Study, Andrew Lo and co-authors find traders who respond with too little or too much emotion tend to be less profitable than traders with middle of the range types of emotional responses. [read post]
6 Nov 2011, 12:11 am by J.W. Verret
Traders can invest up to $500 in the market. [read post]