Search for: "Will Gary"
Results 4301 - 4320
of 15,129
Sorted by Relevance
|
Sort by Date
25 Jan 2022, 3:30 am
It’s no secret that rule amendments to enhance cybersecurity disclosure are on the SEC’s agenda, but in a speech yesterday at Northwestern Law School’s annual Securities Regulation Institute, SEC Chair Gary Gensler provided a little more color as to what public companies might expect to see in a rule proposal. [read post]
2 Apr 2025, 4:31 am
Campaign Finance Colorado: “Colorado Judges Made Campaign Contributions Despite Rules Prohibiting the Practice” by David Migoya for Denver Gazette Elections Florida: “Republicans Win – But Underperform – in Both Florida Special Elections” by Kimberly Leonard and Gary Fineout (Politico) for Yahoo News National: “Democrats Sue Trump Administration Over Elections Executive Order” by Mariana Alfaro (Washington Post)… [read post]
18 Feb 2008, 8:12 am
Louis Rams football player Willie Gary, a Rams seat license holder, and two 2002 Super Bowl ticket holders, claim that the Patriots defrauded St. [read post]
23 Aug 2019, 3:50 am
Briefly: Amy Howe reports for this blog that last night, the Supreme Court declined to block the execution of Florida death-row inmate Gary Bowles, who had claimed, among other things, that he could not be executed because he was intellectually disabled; “[t]here was no indication that any justice had dissented from the orders, although Justice Sonia Sotomayor did issue a statement regarding the court’s decision not to intervene. [read post]
31 Mar 2010, 11:43 am
The following information regarding broker misconduct and disciplinary activities taken against California stockbrokers was released by the Financial Industry Regulatory Authority (FINRA) in March 2010: Gary Thomas Armitage of Healdsburg, California, formerly with EPlanning Securities was barred from association with any FINRA member in any capacity for engaging and participating in private securities transactions without notifying his employing firm. [read post]
16 Jul 2020, 6:36 am
The Roundtable included the following panelists: Gary Cohn, Former Director of the U.S. [read post]
28 Jul 2008, 8:48 pm
Diane Krieger Spivak reports today in the Gary Post Tribune:CROWN POINT -- City Judge Ken Jeffirs wants the city to provide health insurance for him. [read post]
21 Jun 2007, 6:23 am
Tip of the hat to Gary Levin at Trusted.MD's RHIO Monitor, who notes:The failure of most RHIOs lies in the repetitive cycle of relying on establishing non-profit entities and reaching for a grandiose goal of regional and or national connectivity. [read post]
5 Sep 2024, 4:30 am
SEC Chair Gary Gensler addresses the topic of AI washing by public companies in his latest “Office Hours” video, picking up again on a topic that he discussed in a video back in March. [read post]
25 Oct 2023, 9:24 am
Gary Jeansonne worked as a maintenance worker at a youth center located in Bunkie, Louisiana. [read post]
23 Jan 2007, 1:07 pm
On January 17th, 1977, after a four-year moratorium against capital punishment in the United States, Gary Gilmore was executed in Utah. [read post]
28 Jun 2021, 5:50 am
On June 7, 2021, Securities and Exchange Commission (SEC) Chair, Gary Gensler, expressed concern about potential abuses of Securities Exchange Act Rule 10b5-1 and announced that he expects to revise the rule. [1] The agency followed with an updated regulatory agenda which signals that proposed new rules may come before the end of the year. [read post]
15 Jan 2019, 4:00 am
Locke and Gary P. [read post]
1 Jun 2018, 1:25 pm
The recent arrest of former broker Gary Basralian (CRD #14385) for defrauding two clients of $2.1 million also raises allegations of failure to supervise about his brokerage firm, Royal Alliance Associates (CRD #23131.) [read post]
30 Nov 2014, 6:33 pm
Brookings – Why Critics of Transparency Are Wrong, By Gary D. [read post]
12 Nov 2024, 6:30 am
A recent Viewpoints article discussed the disbanding of the Climate and ESG Task Force (the “ESG Task Force”) in the Securities and Exchange Commission’s (the “SEC’s”) Division of Enforcement, which had formed in early 2021 under then-Acting Chair Allison Lee and continued under Chair Gary Gensler. [read post]
23 Jan 2020, 7:40 am
The Governor of Utah, Gary Herbert, implemented a ban on conversion therapy on Tuesday, making Utah the nineteenth state to ban the practice. [read post]
18 Jul 2008, 7:00 am
., July 16, 2008), was an appeal to the Wisconsin Supreme Court in lawsuit against the Archdiocese of Milwaukee and the Diocese of Madison for their negligent failure to warn later employers of that teacher Gary Kazmarek had a propensity to sexually abuse children. [read post]
3 Aug 2021, 3:54 pm
Gary Peters, Chairman. [read post]
29 Nov 2007, 12:33 pm
Erik Potter of the Gary Post-Tribune reports:A pair of Merrillville debt collection companies are facing a class-action lawsuit in federal court for allegedly violating federal debt collection law. [read post]