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21 Sep 2023, 9:01 pm
” The Federal Trade Commission and the U.S. [read post]
15 Dec 2020, 8:00 am
One issue is whether the rules for broker reporting should apply to cryptocurrency transactions in the same way that they apply to trades in stocks and securities. [read post]
26 Apr 2023, 8:29 am
UBS Securities, LLC. [read post]
2 Mar 2014, 5:21 am
Coburn’s letter offers no assurance that the information provided — much of which may be viewed as proprietary and a trade secret — will be treated in confidence. [read post]
28 Aug 2009, 1:02 am
Mortgage Downturn Cited in Dismissal of Securities Case Against Merrill Lynch
The Legal Intelligencer
A federal judge has dismissed a securities fraud suit against Merrill Lynch and six of its subsidiaries, citing the "profound" downturn in the mortgage market as the more likely cause of the plaintiffs' woes and noting that securities fraud plaintiffs "must do more than show motive and opportunity" to prove scienter. [read post]
13 May 2013, 1:00 pm
Of further note, in two recent no-action letters issued by the SEC related to online angel investment platforms, the SEC’s Division of Trading and Markets issued no-action letters to FundersClub Inc. and AngelList LLC who were seeking confirmation that their online activities would not result in enforcement action by the SEC. [read post]
15 Dec 2018, 12:19 pm
Our firm has also handled many shareholders and LLC disputes between owners of closely held corporations, and LLCs. [read post]
10 Sep 2011, 3:22 am
© 2011 Simple Justice NY LLC. [read post]
9 Nov 2018, 12:00 pm
Open Source Steel, LLC, 2018 WL 5785441, No. [read post]
20 Aug 2009, 11:24 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
30 Mar 2012, 3:48 pm
Subsidiary Ceres Managed Futures LLC, the funds’ manager, had placed assets with outside trading advisers. [read post]
2 Mar 2017, 11:33 am
See In re Global Energies, LLC, 763 F.3d 1341, 1350 (11th Cir. 2014). [read post]
23 Jan 2009, 1:00 am
A lawyer who is not afraid to say no (IP Asset Maximizer Blog) IP management for superior shareholder returns (Financial Aspects of Intellectual Property) Whether litigation or negotiating, persuasive skills paramount (IP ADR Blog) Global - Trade Marks / Brands Trade marks as commercial indicators – Guy Selby-Lowndes on valuable assistance business analysts can miss if they don’t pay attention to trade mark exploitation policy and… [read post]
12 Apr 2012, 2:00 am
In Credit Suisse Securities (USA) LLC v. [read post]
17 Sep 2024, 2:22 pm
Employers, health plan sponsors, health care providers should carefully follow the rapidly accelerating battle between the Federal Trade Commission (“FTC”) and pharmacy benefit managers (“PBMs”), which threatens to reshape how pharmaceutical products are priced and sold to health plans and consumers. [read post]
6 Apr 2011, 5:00 am
Stark focused on the In the Matter of AXA Rosenberg Group LLC, et al. [read post]
19 Jul 2010, 3:18 am
Kotch told plaintiff that he could arrange a $ 100,000 loan for her, secured by that property. [read post]
12 Jul 2013, 12:44 pm
For example, in John Daly Enter., LLC v. [read post]
9 Aug 2010, 5:30 am
Redbox Automated Retail, LLC, 2010 WL 706047, at *2-*4 (S.D. [read post]
1 Sep 2010, 5:05 am
An eDiscovery Update via Slideshare - http://slidesha.re/b2oAYx D4 LLC hires e-Discovery expert, Chuck Kellner - http://tinyurl.com/23b6r2j Deepdive® eScout™ Platform Enables TBG Security to Deliver Immediate Agentless Data Risk Assessment - http://tinyurl.com/38xzjmg Delivering the Enterprise-Ready Cloud – The Acquisition of Arcot Systems, Inc. - http://tinyurl.com/276mxrm EDRM Lowers the… [read post]
