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25 Jan 2012, 1:59 am
He was an author and sponsor of SB 1650.The "Made in New Hampshire" brand will demonstrate state sovereignty, according to Manuse.New Hampshire Agricultural Commissioner Lorraine Merrill said intentions of the sponsors were good -- to help local farmers -- but she fears such a measure could end up weakening the state's food products.Also concerned is the "New Hampshire Made" organization, which has been working to build its brand for 15 years. [read post]
7 Dec 2011, 7:12 am
Montana (which Thomas Merrill previewed), the Court will consider the test for determining a river’s navigability, while in Mayo Collaborative Services v. [read post]
20 Mar 2009, 1:00 pm
Here are a few stories and items that caught my eye, but I have not had time to build-out to a full post: Reminder to Review Insider Trading Compliance by Melissa Klein Aguilar for Compliance Week The SEC settled an administrative proceeding this month involving Merrill Lynch based on the firm's failure to have adequate procedures regarding its "squawk box" to prevent day traders from overhearing and using material non-public information regarding unexecuted institutional… [read post]
14 Feb 2019, 8:33 am
We currently represent or have previously represented investors that bought Puerto Rico investments through Merrill Lynch (BSC), Barclays (BARC), Santander Securities (SAN), UBS Puerto Rico (UBS-PR), GMS, and many other broker-dealers. [read post]
3 Nov 2009, 8:17 am
Merrill Lynch Asset Mgmt. [read post]
8 Mar 2021, 12:37 pm
Jorge Guzman Pruco Securities, LLC Nelson Polun Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Richard Ramos Wells Fargo Clearing Services LLC Curtis Smiley Primex Sandlapper Securities, LLC David Stateman Allstate Financial Services, LLC AXA Advisors, LLC Dwight Sulc B.B. [read post]
3 Jun 2016, 6:19 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, May 28, 2016 Tags: Accountability, Arbitration, Banks, CFPB, Class actions, Consumer protection, Contracts, Dodd-Frank Act, Financial institutions, Financial regulation Fed, FDIC, and “Not Credible” Resolution Plans Posted by Michael Krimminger and Sean O’Neal, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, May 29, 2016 Tags: Bankruptcy, Bankruptcy Code, Banks, FDIC, Federal Reserve, Financial… [read post]
26 Oct 2023, 8:35 am
Shawn O’Connell Morgan Stanley Merrill Lynch, Pierce ,Fenner & Smith Incorporated Steven Thompson Network 1 Financial Securities Inc. [read post]
27 Aug 2012, 5:35 am
As reported by Merrill Goozner earlier this month, the manipulation of codes can significantly boost a provider’s fees through “upcoding,” or inflating the seriousness of a medical condition in order to generate more tests. [read post]
31 Oct 2012, 12:28 pm
As a lot of firms have transitioned from the fee based model used by more traditional brokerage firms (like Morgan Stanley, Merrill Lynch, etc.) to the investment advisory model, these new RIAs are left trying to figure out where to resolve any disputes that may arise. [read post]
7 Dec 2011, 11:48 pm
Readers interested in subprime and credit crisis-related securities class action lawsuit settlements will also want to take a look at Alison Frankel’s December 6, 2011 post on Thomson Reuters News & Insight (here) about the recent $315 Merrill Lynch MBS securities class action lawsuit. [read post]
17 Nov 2006, 5:34 am
From the introduction of our solutions in 2000 through September 30, 2006, our enterprise subscriber base has grown to approximately 1,500 companies who spend from $2,000 to more than $100,000 annually, including companies such as Wal-Mart, Home Depot, Procter & Gamble, Merrill Lynch, UPS and Cisco Systems. [read post]
4 Aug 2009, 10:57 am
Merrill Lynch, Pierce, Fenner & Smith, Inc., 295 N.J. [read post]
7 Jan 2015, 7:00 am
., and Merrill Lynch, Pierce, Fenner & Smith, Inc. f/k/a Banc of America Securities LLCCase number: 13-cv-00447 (United States District Court for the Western District of North Carolina)Case filed: August 6, 2013Qualifying judgment/order: November 25, 2014 12/22/2014 3/22/2015 [read post]
19 Mar 2009, 4:00 am
With all of the focus in the United States on the collapse of Bear Stearns, AIG, Lehman Brothers, and Merril Lynch, we may be a bit myopic in not noticing other issues around the world. [read post]
16 Oct 2018, 9:30 pm
” Digital health expert Bradley Merrill Thompson reportedly has argued that FDA “needs to comment publicly on” its approval of Apple’s product “to allow the entire industry to know what the rules are,” given FDA’s “remarkable” feat of approving “not one but two Apple de novo reviews in fewer than 30 days. [read post]
18 Jul 2008, 6:01 am
And now this week, with the demise of Fannie Mae and Freddie Mac, SEC Chairman Christopher Cox issued an emergency order attempting to curtail naked short-sellers of the stock of the embattled government sponsored entities and also the stocks of Lehman Brothers, Goldman Sachs, Merrill Lynch and Morgan Stanley. [read post]
30 Oct 2012, 11:40 am
But he noted that the only entity with sufficient financial and managerial resource to absorb a large asset or liability portfolio, without ``suffering chronic indigestion,’’ is another large financial institution, citing examples during the crisis of Bear Stearns being swallowed by JP Morgan Chase, Merrill Lynch by Bank of America and Washington Mutual by Citigroup. [read post]
11 Feb 2022, 8:25 am
According to his FINRA BrokerCheck profile, Darryl Cohen was affiliated with the following firms, during his career in the securities industry: 06/05/2015 – 04/08/2021, MORGAN STANLEY (CRD#:149777), WESTLAKE VILLAGE, CA, 05/16/2003 – 06/08/2015, WELLS FARGO ADVISORS, LLC (CRD#:19616), WESTLAKE VILLAGE, CA 02/28/1997 – 05/05/2003, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691), NEW YORK,… [read post]
6 May 2012, 8:15 pm
.): In-house counsel embrace LPO http://bit.ly/ymk5Iy || Oz is a leading indicator for Anglo legal markets 16 Mar Press release: Merrill Corporation Adds Legal Process Outsourcing Services in India http://bit.ly/GBAaMu || 20 Mar The Lawyer: @Axiom_Law to open Belfast delivery center http://bit.ly/GBxjgG || LPO competition? [read post]
