Search for: "Securities Investor Protection Corporation"
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12 May 2008, 9:33 am
Fund boards negotiate the contracts that establish the price fund investors pay to have their assets managed, oversee critical aspects of their funds' operations and work to protect fund investors from any conflicts of interest that may arise in the management of funds. [read post]
2 May 2008, 10:45 am
Financial Guaranty provides bond insurance that protects investors against securities defaults. [read post]
24 Apr 2008, 6:04 pm
Case Essential To Protecting Analysts From Issuer Retaliation SCOTTSDALE, Ariz. [read post]
18 Apr 2008, 9:07 am
"There has been less emphasis on investor protection and more on this issue of the competitiveness of markets," according to Reed. [read post]
15 Apr 2008, 6:50 am
That meant investors were unable to sell their securities. [read post]
9 Apr 2008, 1:26 pm
And even the relatively successful funds that invest in inflation-protected Treasury securities - which are up as much as 6% so far this year - face new risks. [read post]
6 Apr 2008, 12:23 pm
A CR endures for the life of the author plus an extra 70 years (or a flat 120 years for corporate authors). [read post]
5 Apr 2008, 5:15 am
Atkins’ second area of concern involves corporate penalties and settlements. [read post]
3 Apr 2008, 1:04 pm
He noted the CIFIUS review system in place to protect the national security interests of the country from foreign investment. [read post]
1 Apr 2008, 7:26 am
The new appraisal rules may put some appraisal companies out of business and others in a compromising situations; however, in the long run, it is a change that is needed to protect consumers, investors, and the overall market. [read post]
28 Mar 2008, 7:25 am
Proposals also abound on long-standing concerns for socially focused investors, including those seeking to expand equal employment protections to employees regardless of sexual orientation. [read post]
27 Mar 2008, 10:21 pm
In contrast, if the corporate speech is commercial, the commercial speech doctrine permits governmental regulation to ensure consumers and investors receive truthful information. [read post]
25 Mar 2008, 12:58 am
Under the settlement, Biovail neither admitted nor denied the allegations in a federal civil suit, but did agree to refrain from future federal securities law violations. [read post]
21 Mar 2008, 9:17 am
He sees them as enhancing efficiency through better governance and enhancing liquidity and dispenses with "investor protection" and its concerns with fair price and risk. [read post]
20 Mar 2008, 10:00 am
Order Regarding Withdrawals, Unsecured Loans or Advances from Refco Securities, LLC and Refco Clearing, LLC, Exchange Act Release No. 52606 (Oct. 13, 2006).Refco filed for Chapter 11 bankruptcy protection on October 17th and the NYSE formally suspended trading on October 18th after concluding its evaluation. [read post]
17 Mar 2008, 12:38 am
After a number of rounds of investment, the investors of a privately held corporation have decided not to put in more money to fund the company's operations. [read post]
7 Mar 2008, 1:40 pm
Trafalgar Corporation sought a federal court determination of its constitutional takings and equal protection claims against the Miami County Board of Commissioners and Concord Township. [read post]
12 Feb 2008, 7:41 pm
Do investors generally know it's there? [read post]
10 Feb 2008, 3:20 pm
His success is partially a reflection of the repeated failure of government enforcement agencies to protect millions of defenseless investors from fraud. [read post]
3 Feb 2008, 10:42 pm
However, Bainbridge notes that active investor involvement in corporations would disturb the very essence of practicality: "centralization of essentially non-reviewable decision-making authority in the board. [read post]
