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1 Mar 2013, 1:39 pm by Ronda Muir
So when a lawyer walks out the door, that investment walks out with him... [read post]
12 Jun 2013, 6:30 am by Michael B. Stack
  A lump sum now, in the above example, $300,000, would be invested by the life insurance company who provides the annuity. [read post]
1 Mar 2016, 3:14 am
for various marketing and advertising services].March 1, 2016 - 9:20 AM [University of Missouri School of Law, Columbia, Missouri]: In re Chicago Mercantile Exchange Inc., Serial No. 77199918 [Refusal to register CHI for "Investment services, namely, providing futures, options contracts related to hurricanes for trading on an exchange" on the ground that applicant's specimen of use fails to show trademark use].March 4, 2016 - 11:20 AM [University of Utah -… [read post]
4 May 2018, 8:10 am by John Jascob
The proposed test establishes a rebuttable presumption that a lender owning 20 percent or more of an audit client's securities has significant influence over the client, but such influence can still exist where ownership is less than 20 percent. [read post]
1 Apr 2014, 5:30 am by Kori Shafer-Stack
The facility is a World War II ammunition depot that was privately purchased and over the last 20 years has been upgraded to accommodate warehouse tenants. [read post]
20 Mar 2009, 8:20 am
Cramer intentionally gave  the investing public a false sense that its investment recommendations and market predictions were solid and reliable. [read post]
9 Aug 2012, 4:51 pm by Sona Makker
As Venture Beat suggests, “The hope is that the extra cash will give 20-somethings a bit of breathing room and encourage them to take professional risks. [read post]
17 Dec 2018, 8:39 am by Renae Lloyd
May, 77, faces nearly 20 years in prison, fines of up to $400,000 and potential restitution of more than $8 million when he is sentenced before Judge Vincent Briccetti in March. [read post]
20 Apr 2018, 7:40 am by Renae Lloyd
Hsu reportedly faces up to 20 years in federal prison on each of the fraud counts, 10 years on the money laundering count, and 5 years on the obstruction of justice charge if convicted, prosecutors said. [read post]
21 Apr 2010, 5:00 am by Andrew Podore
  IDS’s complaint alleged, among other claims, federal securities fraud under Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 (“Securities Claim”). [read post]
24 Mar 2022, 8:45 am by The White Law Group
          When brokers and registered investment advisors violate securities laws the firms they are working with may be liable for investment losses. [read post]
20 Sep 2023, 2:15 am by Megan Foster, Xevant
Benefits of Investing in Your Team Value, however, is easily translatable in personal growth, and that can be delivered by employers through upskilling. [read post]
20 Mar 2010, 6:01 am by John Willinsky
Where the monopoly rights of international corporate publishers and large scholarly societies are providing remarkably high returns on investment, as monopolies tend to do, the Canadian faculty member publishing in a Canadian journal may not be receiving anything close to the potential return, in terms of that encouragement of learning, on the considerable investment in the research and scholarship that it has required to produce their article. [read post]
20 Aug 2010, 8:41 am by Larry Ribstein
Publicly traded partnerships and real-estate investment trusts mix and match features from corporations and uncorporations. * * * The most fashionable investment vehicles—leveraged buy-out firms, hedge funds and venture-capital funds—are spearheading the “uncorporate” revolution. * * * Corporate raiders often raise money by creating funds in the form of partnerships. [read post]
16 Jul 2012, 6:18 am by Rosa Schechter
First, they reduce uncertainty for personal and business investment, and when businesses can better estimate their costs, including property taxes, they are more likely to invest, so reducing the uncertainty of potentially large property tax increases will increase investment in both nonhomestead residential and commercial property in Florida. [read post]
12 Sep 2021, 7:57 am by Staff Attorney
“In one of two new complaints, one count alleges that Shillin claimed to have purchased 20-thousand dollars in Space-X shares, but withdrew 25-thousand from their account. [read post]