Search for: "E* Trade Securities LLC"
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30 Jun 2011, 5:03 am
© 2011 Simple Justice NY LLC. [read post]
29 Jun 2011, 7:32 am
In addition to Global, Campany owned and operated two predecessor firms, Barclay Trading Group, Inc. [read post]
29 Jun 2011, 7:32 am
In addition to Global, Campany owned and operated two predecessor firms, Barclay Trading Group, Inc. [read post]
29 Jun 2011, 3:34 am
LLC et al. v. [read post]
28 Jun 2011, 11:47 am
-based Highview Point Partners LLC as a relief defendant for allegedly holding funds tainted by the Ponzi scheme. [read post]
28 Jun 2011, 7:53 am
Credit Suisse Securities (USA) LLC, No. 09-35262 (9th Cir. [read post]
27 Jun 2011, 5:12 pm
The case is styled as Credit Suisse Securities (USA) LLC v. [read post]
27 Jun 2011, 11:59 am
The Hong Kong High Court of First Instance has ruled that it had no jurisdiction to entertain an action by the Securities and Futures Commission alleging that a hedge fund engaged in insider dealing and false trading in securities since the Securities and Futures Ordinance created a dual regime of civil actions before the Market Misconduct Tribunal or criminal proceedings. [read post]
24 Jun 2011, 7:55 am
Securities and Exchange Commission (SEC) filed a complaint against Christopher Love Blackwell, AV Bar Reg Inc. and Millers A Game LLC, two entities he controls. [read post]
23 Jun 2011, 9:11 am
They are Aletra General Trading, a company in Dubai doing business as “Erman & Sultan Trading Co,” and Syed Amir Ahmed Najfi, an Iranian national and purchaser for Aletra. [read post]
22 Jun 2011, 10:39 am
“Market timing” is a trading strategy that exploits time delay in mutual funds’ daily valuation, which usually occurs at the close of major U.S. markets. [read post]
22 Jun 2011, 2:57 am
© 2011 Simple Justice NY LLC. [read post]
21 Jun 2011, 7:21 pm
The US Securities and Exchange Commission accused Gupta in 2008 of insider trading, alleging a brother of a Georgia-Pacific board member illegally shared information on a deal with Gupta, who then bought more than $1 million of Georgia-Pacific securities and gained $689,401 in profits. [read post]
20 Jun 2011, 6:13 pm
Capital Legal Solutions, LLC, the U.S. [read post]
20 Jun 2011, 5:58 pm
District Court for the Central District of California, federal law preempts would-be class claims accusing Morgan Stanley Smith Barney LLC of having insider trading detection and deterrent policies that are illegal under California labor and unfair competition statutes. [read post]
20 Jun 2011, 9:04 am
Levinson that the plaintiffs can presume reliance if the security was traded on an efficient market. [read post]
20 Jun 2011, 4:47 am
JCG is a publicly traded company that created the Janus family of mutual funds. [read post]
20 Jun 2011, 4:27 am
(Excess Copyright) Trade-mark Update (Part 2): Masterpiece v. [read post]
17 Jun 2011, 9:39 am
Be sure to have measures in place to secure and protect your valuable intellectual property rights and trade secrets. [read post]
17 Jun 2011, 9:35 am
Petitioner Janus Capital Management LLC (JCM) served as an investment advisor and administrator to the Janus mutual fund family. [read post]
