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12 Jul 2018, 2:00 am
The post Improving the Workplace for Working Parents appeared first on HR Daily Advisor. [read post]
22 Jul 2011, 5:53 am
Shapiro again on Oct. 8, 2010, at an SEC-Financial Services Roundtable meeting, at which Jamie Dimon of J.P. [read post]
22 Jul 2011, 5:47 am
Shapiro again on Oct. 8, 2010, at an SEC-Financial Services Roundtable meeting, at which Jamie Dimon of J.P. [read post]
26 Mar 2009, 8:49 am
The application also must describe the prospective Fund Manager’s oversight framework, potentially giving registered investment advisors an advantage in the process. [read post]
30 Aug 2021, 11:18 am
Morgan Securities LLC served as financial advisor to Cellebrite, and White & Case LLP and Meitar Law Offices served as legal advisors to Cellebrite. [read post]
5 Jan 2022, 7:45 am
Addressing Cryptocurrency Concerns C-level executives from six cryptocurrency companies recently testified before the House Financial Services Committee regarding concerns raised by lawmakers and regulators with the growing use and acceptance of cryptocurrencies. [read post]
2 May 2024, 5:03 pm
Darren Wurz is a financial advisor at Wurz Financial Services, specializing in financial planning for law firm owners. [read post]
4 Dec 2009, 12:29 pm
In addition to the class action defendants discussed above, I have heard from investors who invested in Medical Capital through brokers working with Okoboji Financial Services, Redwine Securities and others that are still being reviewed. [read post]
25 May 2018, 7:18 am
The proposed legislation would apply to asset managers, insurance undertakings, occupational pension funds, insurance distributors as well as investment advisors and individual portfolio managers, in respect of all financial products and services provided; 3. [read post]
16 Oct 2020, 6:41 am
The SEC’s responses included examples of common situations when broker-dealers typically may refer to themselves as “advisers” or “advisors” when not so registered, including when such broker-dealer is acting in a role defined by statute such as a municipal advisor or commodity trading advisor. [read post]
26 Dec 2007, 11:35 am
A: In order to successfully negotiate the treacherous and painful path of divorce, collaborative advisors are needed- advisors who have expertise in specific areas of the divorce process, and who will guide families along the path so that at the end of the journey everyone remains whole. [read post]
22 Sep 2011, 6:55 am
The second issue the court was asked to decide was: whether it was an abuse of discretion for the district court to award Serricchio reinstatement to his prior financial advisor position with a fixed salary, even though his pre-service compensation was wholly commission-based. [read post]
27 Jun 2013, 9:01 am
., a pre-foreclosure services company that helped refinance properties or purchased properties to develop, rent, and/or sell; Independent Financial, a company that bought mortgage notes from banks; Equity Advisors, a mortgage company that matched lenders with borrowers; Bonelli Properties, a real estate company; Lost Dollar Services, a company formed to facilitate collection of homeowner overages; Equity Inquiries, a real estate research company; Outlook… [read post]
31 Dec 2013, 4:45 am
Other reforms are expected, including prohibition of certain non-audit services such as tax advice and services linked to the financial and investment strategy of the audit clients. [read post]
10 Jun 2020, 3:59 pm
Intellectual property owners with questions regarding specific deadlines should reach out to their professional advisors as soon as possible. [read post]
8 May 2019, 9:31 am
Robo-advisors and chatbot applications are gaining momentum in the market. [read post]
2 Mar 2009, 3:00 am
However, each of these financial arrangements must be in writing. [read post]
10 Jun 2020, 3:59 pm
Intellectual property owners with questions regarding specific deadlines should reach out to their professional advisors as soon as possible. [read post]
27 Jun 2011, 4:24 pm
Moreover, the CBA's publishing division, LawFirst Publishing, premiered its newest publication, Annuities in Connecticut Estate Planning: An Essential Guide for Attorneys and Financial Advisors by attorney Joseph Cipparone. [read post]
27 Aug 2024, 5:00 am
Talking to other residents, visiting communities, and consulting with a financial advisor can also help you make an informed decision. [read post]
