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18 Dec 2019, 1:45 pm
In addition, some firms did not reasonably supervise exchanges because they could not verify the information provided by registered representatives in order to justify a recommended exchange, such as inaccurate descriptions of product fees, costs and existing product values. [read post]
18 Dec 2019, 1:23 pm
This post summarizes opinions issued by the North Carolina Court of Appeals on December 17, 2019. [read post]
17 Dec 2019, 9:13 am
In cases involving mutually exclusive applications for new noncommercial stations, the FCC uses a “points system” to determine which of the mutually-exclusive applicants should have its application granted. [read post]
17 Dec 2019, 7:22 am
These colleges provide a platform for sharing information between AML/CTF and prudential supervisors. [read post]
15 Dec 2019, 5:14 am
Trial If all efforts to process the claim through mutual discussion fail, your case will go to the trial. [read post]
15 Dec 2019, 5:14 am
Trial If all efforts to process the claim through mutual discussion fail, your case will go to the trial. [read post]
15 Dec 2019, 5:08 am
You will see the the company asks you not to disparage it; will the company agree to make that obligation mutual? [read post]
15 Dec 2019, 12:12 am
" The UN Forum had been held the third week of November (for my observations see here Part 1; Part 2).The contrast between the two Forums were noticeable in the longer description of the South South Forum provided (in Chinese) on the South South Forum Website. [read post]
13 Dec 2019, 1:32 pm
Because the goal of each process is to reach a mutually beneficial settlement, the negotiations are then able to focus on the needs of the children and how the parties can provide for those needs post-divorce. [read post]
13 Dec 2019, 12:57 pm
Fortunately, there is an alternative process available that allows a divorcing couple to set customized goals and attain mutually acceptable outcomes. [read post]
12 Dec 2019, 8:21 pm
CSIS surveyed law enforcement agencies around the country and found that their top challenges in digital evidence-gathering were figuring out which service providers held relevant data and then getting it from those providers. [read post]
12 Dec 2019, 2:38 pm
In the following guest post, Paul Ferrillo provides his response to John and Paul’s article. [read post]
12 Dec 2019, 6:52 am
The judges of the court of appeal pointed out that the company did not provide any evidence that the subordinate had asked her manager to end such seduction game. [read post]
12 Dec 2019, 12:00 am
Is it the mutual purpose of the parties to contravene the bylaw? [read post]
11 Dec 2019, 6:14 pm
Section 607.0204, Florida Statutes (2019), part of the Business Corporation Act, provides as follows: Liability for preincorporation transactions. [read post]
11 Dec 2019, 6:10 am
To my dismay, that event provided the setting for competition-chilling utterances by EU competition commissioner Margrethe Vestager. [read post]
10 Dec 2019, 7:59 am
According to Morningstar, from the start of 2010 to the end of 2014, a net $44 billion flowed into MLP mutual funds and exchange-traded funds. [read post]
9 Dec 2019, 11:19 am
The Inspector General’s investigation has provided critical transparency and accountability, and his work is a credit to the Department of Justice. [read post]
8 Dec 2019, 11:00 pm
At best, the parties share an uneasy coexistence because of people of mutual concern, i.e., the incapacitated person or minor children of the marriage, respectively. [read post]
6 Dec 2019, 5:12 pm
But the foreshadowing provided a valuable lesson for Chinese development—all such efforts ended in failure precisely because they failed to adopt the rational scientific approach of Marxist Leninism. [read post]