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19 Oct 2007, 5:15 am
  Most recently, the Pacific Stock Exchange (PSX) closed the doors to its trading floor and its traders began trading remotely from separate offices rather than a centralized location. [read post]
12 Apr 2019, 8:24 am by Xandra Kramer
In particular, e-commerce enabled consumers to engage in online transactions with traders from outside their jurisdictions. [read post]
26 Feb 2012, 1:17 pm by Hedge Fund Lawyer
Sandra Smith | FOX Business Network Moderator: John Conolly | CME Group Sponsored by Gemini Fund Services 4:00 – 4:30 The Psychology of Successful Trading Denise Schull | Trader Psyches Sponsored by Investor Analytics 4:30 – 6:00 Closing Cocktail Party Sponsored by NYSE Liffe US and NYSE Liffe **** Cole-Frieman & Mallon LLP provides legal and compliance support to CTAs and CPOs. [read post]
2 Feb 2011, 5:00 am by Doug Cornelius
Signal 2: Other Traders Aren’t Acting Ethically. [read post]
26 May 2017, 1:01 am by rhapsodyinbooks
Matters were made much worse when the Pequots killed a dishonest trader, John Oldham, in July of 1636. [read post]
26 Jun 2009, 10:09 am
According to the complaint, Garber has been a Chicago based trader since 1972. [read post]
13 Sep 2023, 6:23 am by Simon Lester
My piece tries to explain to this kind of free trader that trade agreements are, on balance, trade liberalizing. [read post]
24 Apr 2008, 9:02 am
Here’s what happened: In a complaint filed yesterday in federal court, the SEC has alleged that, in an instant message, 32 year-old Paul Berliner, a trader at Schottenfeld Group, circulated the notion that buyout firm Blackstone, which had agreed to buy credit card processor Alliance Data Systems for $6.4 billion, was considering lowering its offer from $81.50 to $70 a share. [read post]
5 Feb 2007, 11:09 am
This kind of thing does nothing but promote the worst excesses of the dot-com bubble days, when CNBC’s on-the-air “news programming” could move stocks instantly skyward just by mentioning them — when a few day traders scored big and a lot of average Americans got absolutely screwed. [read post]
6 Jun 2007, 11:48 am
Brian Hunter, the 32-year-old energy trader largely responsible for the fund’s $6 billion in losses, is marketing for a new hedge fund of his own, Solengo Capital. [read post]
18 Mar 2022, 5:19 am by Andrew Lavoott Bluestone
Plaintiff’s contention that the motion court in the fee dispute would have awarded her predecision interest pursuant to CPLR 5001 is at best speculative (see Rudolf v Shayne, Dachs, Stanisci, Corker & Sauer, 8 NY3d 438, 442, 443 [2007]; see also Manufacturer’s & Traders Trust Co. v Reliance Ins. [read post]
5 Apr 2010, 4:49 pm by Colin O'Keefe
. - Medical malpractice attorney David Burton on his Pain Pump Law Blog What Trader Joe's Can Teach Your Fashion Company - Los Angeles lawyer Staci Riordan of Fox Rothschild on the firm's Fashion Law Blog Using the iPad in a Smart Grid - Arkadelphia attorney Eric Hughes of Hughes & Hughes Law Firm on his blog, Arkansas Electric Energy Law Marital Fault: A Factor in Awarding Alimony? [read post]
7 May 2012, 3:36 pm
An informal complaint backed by the threat of litigation and administrative investigations was lodged with Charles Schwab by the lawyer for a blind day trader. [read post]
27 Jun 2012, 4:02 pm by Mark Zamora
 The product subject to recall is: Approx. 1-lb. trays of "TRADER JOE'S CRANBERRY APPLE STUFFED CHICKEN BREAST," with a Use By date of 06/13/12 through 06/23/12 located on a sticker in the top right corner of the package.The product subject to recall bears the establishment number "P-22018" inside the USDA mark of inspection. [read post]
9 Jul 2010, 4:16 am by Michael
From BBC News 05/07/10: An eBay trader has been given a community service order and made to pay nearly £5,000 in fines and costs for bidding on his own items to increase the price. [read post]
11 Aug 2017, 1:37 pm by Amy L. Peck
Regarding E-1 and E-2 Treaty Trader and Treaty Investor visas, an additional sentence was added: You must also remember that the basis of this classification lies in treaties which were entered into, at least in part, to enhance or facilitate economic and commercial interaction between the United States and the treaty country. [read post]
22 Aug 2011, 2:44 am by Hedge Fund Lawyer
Some of these issues include: Investment Adviser Registration Exempt Reporting Advisers New Form ADV Part 2 New Form PF Insider Trading / Expert Networks Form 13H – Large Trader Reporting Requirements Use of Social Media General Dodd-Frank Initiatives Derivatives Regulation New Accredited Investor Definition New Qualified Client Definition IA Self Regulatory Organization After the event we will provide a review of the major items discussed during the panel. [read post]
3 Aug 2010, 9:00 am by law shucks
– Complete with gratuitous (but blind) dig at Melissa Mahler, the world's worst insider trader. [read post]