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28 Oct 2011, 2:08 pm
Loera, a Navy deserter, saw the car ad in Auto Trader in February 2010. [read post]
28 Oct 2011, 9:46 am
” Anyway… all done in the best possible taste and not to be taken seriously…. so to more sensible matters – albeit briefly.. and as I was unable to Eyes Only yesterday – put a few blog posts and newspaper articles I have enjoyed reading this week before you: Legal Week: ‘He’s a human rights lawyer, you know’ – barrister Adam Wagner on what drew him to a career in human rights law Anna Raccoon casts a caustic eye over the OccupyLsx… [read post]
28 Oct 2011, 7:20 am
Editor’s Note: The following post comes to us from Douglas P. [read post]
27 Oct 2011, 1:52 pm
Traders and investors are highly connected to expert networks to glean details of what’s occurring within certain industries or particular companies; is the use of these expert networks considered to be inside information? [read post]
26 Oct 2011, 5:35 pm
Just this week, plaintiffs filed a class action lawsuit against Trader Joe’s alleging that it falsely advertised and sold cookies and apple juice as “All-Natural” even though the products contained synthetic ingredients. [read post]
26 Oct 2011, 3:02 pm
Expert network companies arranged for meetings and calls with executives from hundreds of companies and then shared this information with traders at hedge funds and mutual funds. [read post]
26 Oct 2011, 7:46 am
Rajaratnam said to his trader, “I got a call saying something good is going to happen to Goldman. [read post]
25 Oct 2011, 10:00 pm
But on Tuesday, futures fell with profit taking, as some traders continue to remain cautious that underlying fundamentals might not support historically high prices. [read post]
25 Oct 2011, 6:35 pm
FINRA Fines UBS Securities $12 Million for Regulation SHO Violations and Supervisory Failures, FINRA, October 25, 2011 FINRA Fines UBS $12 Million Over Short Sales, AdvisorOne, October 25, 2011 FINRA More Blog Posts: UBS Trader Charged with Fraud Related to $2B Trading Loss, Stockbroker Fraud Blog, September 23, 2011 UBS Financial Reaches $160M Settlement with the SEC and Justice Department Over Securities Fraud, Antitrust, and Other Charges Related to Municipal Bond Market,… [read post]
24 Oct 2011, 12:11 pm
Supreme Court denied cert to Nafta Traders, Inc. v. [read post]
24 Oct 2011, 12:11 pm
Supreme Court denied cert to Nafta Traders, Inc. v. [read post]
24 Oct 2011, 12:10 pm
It introduces a position reporting obligation by category of trader. [read post]
24 Oct 2011, 10:12 am
From what a New York Estate Lawyer gathered, the remaining part of the estate of the deceased goes to the Manufacturers and Traders Trust Company as trustee for the Buffalo Foundation to be held as a perpetual charitable fund in memory of Mrs. [read post]
24 Oct 2011, 9:05 am
It is a practice where traders submit a limit order to buy or sell a security. [read post]
24 Oct 2011, 5:14 am
The next year, Better3fruit and Nicolaï concluded a licensing contract under which Nicolaï acquired an exclusive right to grow and market Nicoter apple trees which obliged Nicolaï not to ‘… dispose of or sell any product covered by the licence unless the other party signs in advance the grower’s licence referred to in Annex 6 (where the other party is a grower) or the marketing licence referred to in Annex 7 (where the other party is a trader)’. … [read post]
23 Oct 2011, 11:01 pm
Kahneman noticed a similar phenomenon in studying the work of stock traders. [read post]
23 Oct 2011, 9:13 am
First Derivative Traders, a divided Supreme Court created the unprecedented doctrine that... [read post]
23 Oct 2011, 8:50 am
The SEC announced additional charges in its insider trading case against Denver-based traders who traded on confidential information in the securities of Mariner Energy Inc. ahead of the oil and gas company’s $3.9 billion takeover by Apache Corporation in April... [read post]
21 Oct 2011, 7:29 am
The danger in imposing position limits on traders is that you risk driving them away from trading in the market. [read post]
19 Oct 2011, 8:42 pm
First Derivative Traders, 131... [read post]
