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27 Feb 2019, 7:40 am
Philadelphia is accusing Bank of America, Citigroup, Goldman Sachs, Wells Fargo (WFC), JPMorgan Chase, Barclays, and Royal Bank of Canada (RBC) of colluding together to rig variable rate demand obligations (VRDOs) by agreeing not to compete against one another for re-marketing services involving these securities. [read post]
28 Apr 2022, 8:28 am
Wells Fargo Advisors, LLC Stephen Wenske Edward Jones For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
21 Oct 2010, 9:22 pm
Wells Fargo is a similar case to Mira above, the plaintiff pro se alleges she was a victim of a fraudulent real estate transaction. [read post]
17 Apr 2019, 9:22 am
Wells Fargo, the scandal-plagued bank, continues to use forced arbitration clauses and class action bans in customer agreements, and to strong-arm its customers into arbitration. [read post]
22 Feb 2009, 5:04 am
The costs in the aftermath of data breaches are substantial and who bears the brunt of them is becoming a hot topic.To close this post, I will refer to a good information source on preventing chargebacks from Wells Fargo. [read post]
23 Jan 2010, 8:57 am
The Decision: On January 6, 2010, the United States District Court for the Western District of Wisconsin (the “Court”) issued an order in the case of Wells Fargo Bank, National Association, as Trustee v. [read post]
21 Jun 2009, 6:51 am
Among the banks downgraded were Wells Fargo, PNC Financial, Capital One, Regions, BB&T, U.S. [read post]
25 Jul 2012, 1:14 pm
See the story about a bank analyst's conclusion that Wells Fargo was making more money for shareholders by providing lousier service to its customers. [read post]
11 Aug 2011, 1:02 am
The problem for the parties in the remaining subprime cases is that these settlements -- and the recent $125 million settlement in the Wells Fargo mortgage-backed securities cases – create an even more challenging environment in which to try to work out a settlement. [read post]
10 Sep 2024, 6:41 am
., Wells Fargo & Co., and Bank of America Corp., the firm disclosed June 20 in an application to represent a client in a bankruptcy case. [read post]
30 Dec 2010, 2:02 am
Los Gatos Hotel Corp. has now retained Folio Hospitality Management to manage the hotel.On Wednesday, Los Gatos Hotel Corp. filed an adversary complaint against Joie de Vivre Hospitality, Inc. and Joie de Vivre Hospitality, LLC asserting that the Joie de Vivre companies had failed to turnover several hundred thousand dollars held in an operating account at Wells Fargo and also failed to provide additional information (such as books and records) needed for Folio to manage the hotel… [read post]
2 Dec 2018, 12:00 am
Secondly, investors might vote against the retention of specific members of the board and board committees, following the advice of shareholder advisory firms like Institutional Shareholder Services and Glass Lewis, which recently advised against the retention of a key board member of the Wells Fargo corporate responsibility committee. [read post]
2 Oct 2010, 7:26 am
” A Wells Fargo spokeswoman said “the affidavits we sign are accurate. [read post]
14 Dec 2008, 2:55 pm
• Wells Fargo is expected to take a $40 billion charge as a result of its acquisition of Wachovia. [read post]
16 Oct 2007, 5:15 am
The Comment Letters varied widely in complexity as well. [read post]
9 Mar 2012, 4:29 am
In responses to The Charles Schwab Corporation, Wells Fargo & Company and The Western Union Company, the Staff indicated that it was unable to concur with the view that the companies could exclude a reference to the proponent's website in the proposal under Rule 14a-8(i)(3), which permits the exclusion of a proposal or a portion of a proposal if it is materially false or misleading. [read post]
4 Mar 2021, 2:00 am
Lystad is an attorney with the Vogel Law Firm in Fargo, North Dakota. [read post]
30 Jan 2007, 7:35 pm
Doing well in a professor's class is good, but every faculty member hands out a handful of HHs and a bunch of Hs every year. [read post]
5 Aug 2021, 5:29 am
In November 2013 Black started working for Wells Fargo Clearing Services located in St. [read post]
1 Oct 2019, 4:40 am
., 155 AD3d 1009, 1010 [2017] [internal quotation marks omitted]; see Wells Fargo Bank, N.A. v Eitani, 148 AD3d 193, 197 [2017]). [read post]
