Search for: "E* Trade Securities LLC"
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17 Jun 2011, 2:54 am
(IP finance) Trade secrets-the new black? [read post]
16 Jun 2011, 2:11 pm
GPS is a proven national information utility that supports national security, homeland security, public safety and a broad range of commercial applications. [read post]
14 Jun 2011, 8:50 am
MP Games LLC et al. v. [read post]
14 Jun 2011, 8:27 am
Less than five weeks after the insider trading conviction of Raj Rajaratnam, prosecutors in New York, again using wiretapped telephone conversations, obtained a second significant conviction for insider trading, this time against Zvi Goffer and two other Wall Street professionals, who were found guilty on Monday of conspiracy and securities fraud charges.Prosecutors stated that Mr. [read post]
14 Jun 2011, 8:15 am
Janus Capital Group, Inc. is a publicly-traded company that created the Janus family of mutual funds. [read post]
14 Jun 2011, 5:00 am
[t]o make any untrue statement of a material fact” in connection with the purchase or sale of securities. 17 CFR §240.10b–5(b). [read post]
10 Jun 2011, 1:32 pm
The investment advisor to the funds is Janus Capital Management LLC. [read post]
7 Jun 2011, 1:58 pm
They also did business as Synergies Capital, LLC, Capital Trading, and Pepper Tree Partners. [read post]
6 Jun 2011, 7:44 am
Jeffrey Greenfield collaborated with Erwin–Penland, a South Carolina advertising agency, on a marketing plan aimed at securing a contract with the Captain D's restaurant chain. [read post]
1 Jun 2011, 9:38 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEInvestors Title Company (ITIC) 1.) [read post]
27 May 2011, 8:14 am
Parexel International LLC, ARB No. 07-123, ALJ Nos. 2007-SOX-039, 042 (May 25, 2011) represents a substantial departure from the extraordinarily narrow construction of SOX in the opinions issued by the ARB appointed by Secretary Chao. [read post]
26 May 2011, 8:00 am
See In re New York Stock Exchange LLC, Exchange Act Release No. 60391 (July 28, 2009) (cease and desist order for "failure to properly detect, investigate and discipline widespread unlawful proprietary trading by specialists on the floor of the NYSE"). [read post]
26 May 2011, 6:54 am
Am Law Daily reports (HT Dealbook) that a top Weil Gotshal bankruptcy partner left to join Claims Recovery Group LLC, which trades distressed claims against bankrupt entities. [read post]
25 May 2011, 4:06 am
June Techno Security & Digital Inv [read post]
20 May 2011, 10:43 am
About Solutions Law Press Solutions Law Press™ provides business risk management, legal compliance, management effectiveness and other resources, training and education on human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
16 May 2011, 10:01 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEMark Bavis was killed on the second plane to hit the World Trade Center on 9/11. [read post]
16 May 2011, 9:47 am
The official headquarters for his TL Gilliams LLC trading firm, which claims to have offices in two dozen locations around the globe, is a so-called virtual office located in a building in a Philadelphia suburb. [read post]
16 May 2011, 1:52 am
NEW YORK—The May 11 guilty verdict in the insider-trading trial of former Galleon Management LLC principal Raj Rajaratnam may embolden federal prosecutors to use increasingly aggressive tactics during insider trading cases, former prosecutors told BNA May 11 (United States v. [read post]
15 May 2011, 2:54 pm
That is the case notwithstanding that the stipulation was filed pursuant to Federal Rule of Civil Procedure 41(a) to secure a dismissal. . . . [read post]
15 May 2011, 3:31 am
© 2011 Simple Justice NY LLC. [read post]
