Search for: "Advanced Equities, Inc." Results 421 - 440 of 857
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
27 Mar 2017, 9:33 am by Jordan Brunner
The author of the first-place winning entry will receive a cash prize of $2,000 provided by the Air Force JAG School Foundation, Inc. [read post]
20 Mar 2017, 11:03 am by Jordan Brunner
The author of the first-place winning entry will receive a cash prize of $2,000 provided by the Air Force JAG School Foundation, Inc. [read post]
20 Mar 2017, 3:22 am by Peter Mahler
His actions smack of misconduct, and were not reasonably calculated to advance the legitimate interests of the corporation. [read post]
17 Feb 2017, 11:12 am by Renae Lloyd
Gevo is a leading renewable chemicals and advanced biofuels company located in Colorado, according to their website. [read post]
6 Feb 2017, 4:57 am
 CFJN will promote community inspired solutions and public policies that advance the health and well-being of all communities. [read post]
11 Nov 2016, 4:07 am by Kevin LaCroix
  *************************************   On November 3, 2016, in an appeal arising out of the 2012 initial public offering (“IPO”) of Facebook, Inc. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
9 Jun 2016, 3:28 pm by Kevin LaCroix
Jones Capital Equities Management, Inc., based on charges that the company had failed to establish the required cybersecurity policies and procedures in advance of a breach that compromised the personally identifiable information (PII) of approximately 100,000 individuals, including thousands of the firm’s clients. [read post]
7 Jun 2016, 3:58 pm by Kevin LaCroix
There is certainly a good argument that a company’s employees would be happier if they could sell at least a portion of their equity holdings sooner than later. [read post]
20 May 2016, 6:45 am
Thomas School of Law, on Thursday, May 19, 2016 Tags: Compliance & ethics, Dodd-Frank Act, Financial regulation, Fund managers, Private equity, Private funds,Securities regulation, Surveys Intersection of Deal-Related Indemnification and D&O Advancement Posted by Daniel E. [read post]