Search for: "Applied Underwriters"
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24 Apr 2009, 6:08 am
Chabot, Ltd. v Lead Underwriters of Great Lakes Reinsurance (U.K.) [read post]
19 Jan 2023, 5:16 am
Some observers have argued that this same logic applies to cyber conflict. [read post]
10 Jul 2007, 8:06 am
How would an underwriter know? [read post]
31 Aug 2011, 8:18 am
The SEC will issue a Concept Release to solicit public comment on the use of derivatives by investment companies and on the current regulatory regime under the Investment Company Act as it applies to the use of derivatives by investment companies.. [read post]
2 Jul 2012, 6:32 am
The case was Certain Interested Underwriters at Lloyd’s London v. [read post]
10 Oct 2012, 2:57 am
WELLS FARGO aggravated its widespread underwriting violations by: hiring temporary staff to churn out and approve an ever-increasing quantity of FHA loans; failing to provide its inexperienced staff with proper training; paying improper bonuses to its underwriters to incentivize them to approve as many FHA loans as possible; and applying pressure on loan officers and underwriters to originate and approve more and more FHA loans as quickly as possible. [read post]
13 Dec 2018, 2:44 am
The guidelines will apply from 15 May 2019 although Member State competent authorities and other addressees may apply them from the application date of the EU securitisation framework on 1 January 2019. [read post]
15 Jun 2023, 1:23 pm
SB 833 is effective September 1, 2023, and applies to insurance policies delivered, issued for delivery, or renewed on or after January 1, 2024, by an insurer in Texas. [read post]
13 Aug 2007, 5:27 am
Based on this ruling, the district court dismissed with prejudice all claims against the additional bond underwriters, id., at *6. [read post]
14 Oct 2011, 2:00 am
The proposed rule would apply to an underwriter, placement agent, initial purchaser or sponsor, or any affiliate or subsidiary of such entity, of an ABS. [read post]
11 Dec 2023, 12:20 am
Even more concerning is the use of AI in underwriting and pricing. [read post]
30 Oct 2018, 4:26 am
These sanctions will also apply to the provision of associated services. [read post]
30 Oct 2018, 8:38 am
These sanctions will also apply to the provision of associated services. [read post]
10 Dec 2018, 5:43 am
Disqualification only applies for injunctions and restraining orders that are in effect at the time of the proposed sale of securities and were entered within the preceding five years. [read post]
15 Apr 2010, 11:38 am
To go a step further, a $15 million policy on a septuagenarian would require some significant underwriting. [read post]
31 Jul 2008, 11:08 am
Under this process, these retail investors do not have to make any payment when they bid for shares in the bookbuilding process, and then wait for refunds in case they do not obtain full allocation on the shares they applied for. [read post]
25 Mar 2011, 3:57 am
Skandinaviska Enskilda Banken AB Momsgrupp v Skatteverket (Case C-540/09); [2011] WLR (D) 103 “The exemption from VAT laid down in article 13B(d)(5) of Sixth Council Directive 77/388/EEC applied to services supplied by a credit institution, for consideration, in the form of an underwriting guarantee to a company wishing to issue shares, where under that guarantee the credit institution undertook to acquire any shares which were not subscribed within… [read post]
22 Nov 2008, 4:00 am
However, this phrase aims to cover all acts that are intended to conclude an agreement between a potential insurant and an underwriter. [read post]
16 Sep 2023, 6:47 am
Underwriters, is a good case to review. [read post]
31 Aug 2021, 8:37 am
"Because the basic issues raised here apply to every SPAC, a successful claim would imply that every SPAC may also be an illegal investment company," wrote Ackman. [read post]
