Search for: "CDI"
Results 421 - 440
of 482
Sorted by Relevance
|
Sort by Date
7 Oct 2011, 2:36 am
Source One has argued that, because the Payment Agreement was not filed with and approved by the CDI, its arbitration and forum selection provisions are unenforceable.In its preliminary ruling, the Court made a finding that McCarran-Ferguson may permit the California Insurance Code to preempt the FAA. [read post]
12 Jul 2012, 2:00 am
"This enforcement activity is a result of the partnership under the Joint Enforcement Strike Force which is made up of various state agencies including CDI, CSLB and EDD to aggressively combat the underground economy," said Jones. [read post]
31 Oct 2018, 3:07 am
Non-GAAP: continued focus on concepts from May 2016 CDIs – especially CDIs 100.01, 100.04, 102.07 and 102.11 (I blogged more about this yesterday) 3. [read post]
6 Jun 2012, 5:21 am
They also argue that based on CDIHS’s intervention, they were “aware of CDI’s potential liability for FLSA and ERISA violations. [read post]
28 Aug 2009, 5:29 am
The new CDI means that insiders will not need to file a Form 4 to report the disposition of fractional interests in connection with a typical reverse stock split. [read post]
7 Apr 2020, 3:20 pm
In addition, CDI will accept electronic signatures/certification/notarization during the pandemic. [read post]
23 Jul 2014, 4:38 am
Note that Corp Fin has issued Reg FD CDI Question 101.11 which clarifies that directors are not prohibited from speaking privately with shareholders. [read post]
2 Jan 2024, 9:01 pm
SEC Compliance & Disclosure Interpretations On December 14, 2023, the SEC staff published four Compliance and Disclosure Interpretations (CDIs) regarding the national security and public safety exception and related FBI and DOJ guidance. [read post]
6 Sep 2016, 3:00 am
The disclosures being called into question were made in earnings releases – and predate the issuance of Corp Fin’s updated CDIs in May. [read post]
12 Apr 2018, 3:00 am
The issue seems to be whether the structure complies with the requirements of Securities Act CDI 139.01, which relates to registration of convertible securities and says that in the case of securities convertible only at the option of the issuer, the underlying securities must be registered at the time the convertible securities are registered. [read post]
30 Apr 2018, 3:00 am
[July 3, 2008] This CDI also illustrates the application of the 10% disclosure threshold and an interesting interpretation about normal course of business issues. [read post]
7 Jan 2010, 4:30 am
- CFOCA Update - More on Obtaining CFOCA Waiver Letters for Separate Financials of Acquired Businesses, Subsidiaries and Guarantors - ABA Committee's Statement of Effect of the FASB Codification on Audit Response Letters - The Staff's New Section 13(d)/(g) CDIs Act Now: Get this issue on a complimentary basis when you try a 2010 no-risk trial today [read post]
30 Apr 2019, 3:04 am
Revise the Non-GAAP CDIs to provide that all non-GAAP financial measures presented in the CD&A are subject to Reg G and Item 10(e) – and that the required reconciliation must be included within the proxy statement or through a link in the CD&A CII says it isn’t seeking a ban on using non-GAAP measures in compensation plans. [read post]
22 Nov 2023, 4:15 am
Note that the Staff issued some new and revised Regulation S-K CDIs regarding pay versus performance disclosure yesterday! [read post]
25 Jun 2011, 9:34 am
"Of those 76 cases, 78.5 percent came back with DNA matching someone in the Combined DNA Index System maintained by the state, crime lab forensic DNA analyst Jessica Esparza said.Burglaries had an 84 percent hit rate against CDIS, meaning 84 percent of the time an unknown burglary suspect will be named by the system, Esparza said. [read post]
16 Jul 2018, 11:21 am
CDI Indiana, LLC, before the U.S. [read post]
26 Feb 2019, 3:15 am
” Non-GAAP: Recognizing “Individually Tailored” Measures As this ‘Journal of Accountancy’ article explains, Corp Fin clarified in 2016 that non-GAAP measures that substitute individually-tailored recognition & measurement methods for those of GAAP could violate Rule 100(b) of Regulation G (see CDI 100.04). [read post]
15 Nov 2019, 1:32 pm
In order to arrive at its conclusion, the CDI undertook a full legal analysis of the issue. [read post]
11 Nov 2010, 11:43 am
Jones says there is now a lot more helpful guidance (CDI 139.25). [read post]
15 Sep 2011, 7:24 am
- is merely informal guidance and not blessed by the Commission, it likely is somewhat of a higher level of guidance than CDIs because of the format (eg. one tip is the "Supplementary Information" section). [read post]
