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13 Feb 2014, 10:04 pm
This article was written by Christopher Peak, a Marin Media Institute Research Fellow for the Point Reyes Light. [read post]
27 Jan 2014, 7:09 am
Christopher Veale, a broker who worked at Stratton Oakmont Inc., was accused by Massachusetts securities regulators of excessive trading in the account of an 81-year-old person from 2010 to 2012. [read post]
7 Jan 2014, 8:49 am
Congress returns to Washington today to convene the second session of the 113th Congress, and it’s a good time to take stock of what was achieved in 2013 and the pathway for animals in the New Year. [read post]
19 Dec 2013, 4:00 pm
Christopher J. [read post]
17 Dec 2013, 3:05 pm
By Christopher DeGroff, Reema Kapur, and Gerald L. [read post]
6 Dec 2013, 12:34 am
The following guest post from Christopher L. [read post]
18 Nov 2013, 6:35 am
Editor's Note: The following post comes to us from Christopher Ittner, Professor of Accounting at the University of Pennsylvania; and Francesca Franco and Oktay Urcan, both of the Accounting Area at the London Business School. [read post]
14 Nov 2013, 1:04 pm
Lindsley Professor of Law, University of Colorado School of Law.Mueller, Christopher B.New York : Wolters Kluwer Law & Business, [2013]TZ2 .M887C T 2013 Civil Procedure Whose Monet? [read post]
27 Sep 2013, 11:51 am
Although the company still operates and trades on the New York Stock Exchange (NYSE: WCG), a new board of directors has been put in place. [read post]
21 May 2013, 8:30 am
The SEC’s review of its guidelines comes on the heels of the May 13, 2013 sentencing of Christopher Rad. [read post]
20 May 2013, 7:31 am
They asserted in their briefs that Shackleton desperately wanted to sell the company because his investment vehicle, Coliseum Capital Management LLC, was overly concentrated in the stock at a time when it was trying to raise money for another fund. [read post]
20 May 2013, 6:38 am
This literature argues that a manager whose wealth is more sensitive to changes in stock price has a greater incentive to misreport. [read post]
14 May 2013, 9:20 am
Starting as early as May 2008 and continuing through February 2009, Christopher Rad, Cedar Park, TX, James Bragg, Chandler, AZ, Doyle Scott Elliott, James Bragg, and others conspired with stock promoters in a pump and dump scheme that targeted about 39 stocks, including ticker symbols RSUV, QRVS, VSHE, SVXA, and ASIC. [read post]
13 May 2013, 6:17 am
Editor’s Note: The following post comes to us from Tiago Duarte-Silva of Charles River Associates, Huijing Fu of the Shanghai Advanced Institute of Finance, Christopher Noe of MIT Sloan School of Management, and K. [read post]
10 May 2013, 11:05 am
FBI Informant Tape Records G&S Stock Promotion SchemeFrom July 2007 through February 2008, Christopher Kline, 49, York, PA, participated in a scheme in which one of his clients, William Curtis, 50, Naper...Read OnNEXT Smelled Email Smoke But Didn't Pull Compliance AlarmWall Street regulators have insisted -- and rightly so -- that brokerage firms monitor communications between customers and registered persons. [read post]
9 May 2013, 3:32 am
The CI posed as a financial adviser who, in exchange for receiving the bribes from Curtis, purportedly convinced “investors” to purchase on the Pink Sheets the common stock of G&S Minerals, Inc. (“G&S”) that Curtis controlled. [read post]
3 May 2013, 9:00 am
Daniel Parrilli, 62, John Lauer, 48, and Christopher Anderson, 57, received 70-month, 31-month, and 95-month prison sentences, respectively, after previously pleading guilty to fraud charges. [read post]
3 May 2013, 9:00 am
Daniel Parrilli, 62, John Lauer, 48, and Christopher Anderson, 57, received 70-month, 31-month, and 95-month prison sentences, respectively, after previously pleading guilty to fraud charges. [read post]
1 May 2013, 8:56 pm
For example, the district court found that Salahi sent a fax to al-Qaida operative Christopher Paul in January 1997, asking for his help in finding “a true Group and Place” for “some Brothers” interested in fighting jihad. [read post]
9 Apr 2013, 12:18 pm
This post was written by Christopher L. [read post]
