Search for: "Capital Funding Group Inc "
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26 Mar 2019, 12:50 pm
The company reportedly advises a private fund structure comprised of two feeder funds, Direct Lending Income Fund L.P. and Direct Lending Income Feeder Fund Ltd., as well as a master fund, DLI Capital, Inc., and it solely manages all three funds, according to the complaint. [read post]
29 Dec 2016, 11:00 am
Bergstein is the chief executive of private equity firm Cyrano Group Inc. while Wellner is the former chief operating officer and general counsel of Weston Capital Asset Management, an advisory firm. [read post]
15 Apr 2011, 9:00 am
David Nilssen, co-founder of Guidant Financial Group, Inc., says the IRS has never called thse kinds of rollovers non-compliant, only that it would watch firms funded by 401(k) rollovers more closely. [read post]
4 May 2009, 1:23 pm
Capital Group Inc. [read post]
19 Feb 2018, 6:00 am
Petra Capital Partners — Founded in 1996, Petra provides growth capital for middle-market companies. [read post]
29 Dec 2023, 11:48 am
The claim alleges that Centaurus Financial unsuitably invested its clients in a variety of complex, non-traded alternative investments, including the following: ARC Finance Trust ARC Retail Centers of America Griffin Capital Essential Inland University Lofts Mackenzie Realty Capital, Inc. [read post]
19 Apr 2012, 5:00 am
See Janus Capital Group, Inc. v. [read post]
15 Feb 2020, 7:00 am
BlackRock Inc. [read post]
29 Dec 2022, 9:38 am
Moloney Securities Inc. [read post]
25 May 2019, 12:37 pm
Cubic Energy, Hilltop’s predecessor company, filed for bankruptcy in 2015 and emerged from bankruptcy in 2016 under the control of a group of bondholders led by funds managed by Anchorage Capital Group LLC. [read post]
29 Nov 2023, 8:59 am
If you have suffered investment losses with Keith Curtis and Aegis Capital Corp, the securities attorneys at the White Law Group may be able to help you. [read post]
24 Apr 2019, 8:06 am
The company is currently owned by Japanese private equity firms Unison Capital Inc. [read post]
10 Jan 2017, 2:38 am
On January 10, 2017, Colony NorthStar, Inc. announced the completion of the merger of Colony Capital, Inc., NorthStar Asset Management Group Inc. and NorthStar Realty Finance Corp. which was previously announced on June 3, 2016 and approved by shareholders of the companies on December 20, 2016. [read post]
20 Dec 2013, 6:57 am
FINRA also found that there were instances where Deutsche Bank Securities made inaccurate calculations that resulted in the firm overstating its capital or failing to set aside enough funds in its customer reserve account to appropriately protect customer securities. [read post]
12 Aug 2010, 7:56 am
Just over two years ago, in May, 2008, Knight Capital Group, Inc. [read post]
5 Apr 2013, 1:09 pm
He worked for two Indian firms, Capital Financial Services, Inc., from 01/2005-11/2007 and Next Financial Group, Inc. from 12/2007-10/2009. [read post]
19 Oct 2022, 6:49 am
COLE FINANCIAL, INC. [read post]
16 Jul 2023, 7:48 pm
The SEC claims that GPB Capital was able to sustain this scheme for over four years by concealing the true financial condition of the funds from investors. [read post]
25 Aug 2017, 8:51 am
”Aequitas Capital Management, Inc. and related entities are based in Lake Oswego, Ore. [read post]
28 May 2011, 10:53 pm
It maintains that the company has a relatively simple capital structure and that the creditors are all pretty much on the same page. [read post]
