Search for: "Cooper Financial, LLC"
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29 May 2018, 12:00 am
” The statement cautions shareholders “not to place undue, if any, reliance on the [financial] forecasts. [read post]
16 May 2018, 5:00 am
If Cohen faces a sentence, it will be driven by the amount of money at issue in his putative financial crimes. [read post]
14 May 2018, 1:22 pm
As a result of failing to cooperate in a FINRA investigation, Valdini has received a permanent suspension. [read post]
9 May 2018, 10:06 am
Unveiled financial records of Essential Consultants LLC—the company used by President Trump’s personal lawyer Michael Cohen to pay adult film actress Stormy Daniels—reveal payments from a firm associated with a Russian oligarch, the New York Times reports. [read post]
20 Apr 2018, 9:54 am
James is the editor of Arizona Employment Law Letter and a partner in the Arizona law firm Gonzalez Law, LLC. [read post]
20 Apr 2018, 9:54 am
James is the editor of Arizona Employment Law Letter and a partner in the Arizona law firm Gonzalez Law, LLC. [read post]
16 Apr 2018, 4:48 pm
” Sharma and Farkas allegedly claimed that funds raised in the ICO would help build a suite of financial products. [read post]
4 Apr 2018, 10:30 pm
Clews Land & Livestock, LLC v. [read post]
2 Apr 2018, 4:03 pm
A version of this article originally appeared on The Harvard Law School Forum on Corporate Governance and Financial Regulation (Here). [read post]
16 Mar 2018, 4:10 am
Companies Should Prepare for the GDPR — via Financial Services Employment Law A Dozen C-Suite Takeaways from the 2018 SEC Cyber-Disclosure Guidance — via The D & O Diary HR & Employee RelationsYou’re Fired! [read post]
12 Mar 2018, 12:42 am
Next the 2011 SEC CF Guidance set forth the various reporting sections of typical SEC filings that could warrant mention of the cyber-attack, including Risk Factors; Management’s Discussion and Analysis of Financial Condition and Results of Operations; Description of Business, Legal Proceedings, Financial Statement Disclosures; and Disclosure Controls and Procedures. [read post]
22 Feb 2018, 7:30 am
FMR LLC). [read post]
30 Jan 2018, 6:30 am
Failure to cooperate. [read post]
22 Dec 2017, 1:51 pm
A Single Member Limited Liability Company is an LLC with a single member, typically treated as a “disregarded entity” for federal tax purposes. [read post]
12 Dec 2017, 4:36 pm
In deciding not to impose a penalty, the Commission recognized that the company stopped the ICO quickly, immediately returned the proceeds before issuing tokens, and cooperated with the investigation. [read post]
21 Nov 2017, 11:23 am
Neo@Ogilvy LLC, WPP Group USA, Inc., saw Clause (iii) as ambiguous, invoked Chevron, and chose to defer to Rule 21F-2. [read post]
21 Nov 2017, 9:52 am
In a statement released shortly after the incident, nursing home management told reporters that it has a “zero tolerance” policy for abuse and would fully cooperate with police. [read post]
9 Nov 2017, 2:45 pm
From March 2009 through July 2013, Freeze was associated with LPL Financial LLC. [read post]
8 Nov 2017, 4:48 am
Vultaggio is formerly associated with American Capital Partners, LLC (American Capital). [read post]
24 Oct 2017, 4:20 am
Group LLC, 134 AD3d 1490 [2015]; Smalley v Harley-Davidson Motor Co., Inc., 115 AD3d 1369 [2014]). [read post]
