Search for: "D & D Management and Investement, LLC" Results 421 - 440 of 1,161
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2 Jan 2013, 6:00 am by Doug Cornelius
Merchant Capital, LLC, 483 F.3d 747, 755 (11th Cir. 2007) “A general partnership interest is presumed not to be an investment contract because a general partner typically takes an active part in managing the business and therefore does not rely solely on the efforts of others. [read post]
2 Jan 2013, 6:00 am by Doug Cornelius
Merchant Capital, LLC, 483 F.3d 747, 755 (11th Cir. 2007) “A general partnership interest is presumed not to be an investment contract because a general partner typically takes an active part in managing the business and therefore does not rely solely on the efforts of others. [read post]
11 Jan 2021, 3:31 am
On remand from the CAFC, the Board again affirmed a Section 2(d) refusal to register the mark GUILD MORTGAGE COMPANY & Design for “mortgage banking services, namely, origination, acquisition, servicing, securitization and brokerage of mortgage loans” [MORTGAGE COMPANY disclaimed] in view of the registered mark GUILD INVESTMENT MANAGEMENT for “Investment advisory services” [INVESTMENT MANAGEMENT disclaimed]. [read post]
4 Jun 2019, 9:42 am by Astarita
  The Commission has previously charged issuers in settled cases alleging violations of these requirements, including Munchee Inc., Gladius Network LLC, Paragon Coin Inc. and CarrierEQ Inc. d/b/a Airfox. [read post]
7 May 2012, 3:00 am by Peter A. Mahler
 In August 2010 they entered into a 10-year lease between the trust and S&S Eatery, and they also signed an operating agreement providing for management of the LLC by its members. [read post]
7 May 2012, 3:00 am by Peter A. Mahler
In August 2010 they entered into a 10-year lease between the trust and S&S Eatery, and they also signed an operating agreement providing for management of the LLC by its members. [read post]
12 May 2010, 6:00 am by Lucas A. Ferrara, Esq.
Cuomo filed a lawsuit against Ivy Asset Management, LLC ("Ivy"), its former Chief Executive Officer Lawrence Simon, and its former Chief Investment Officer Howard Wohl, for deliberately misleading clients about investments tied to Bernard L. [read post]
20 Jun 2014, 8:09 am by D. Daxton White
” “According to Colonial’s offering material, Glover was a managing member for Colonial, and Colonial was supposed to pay him annually $125,000 plus 1% of assets under management. [read post]