Search for: "DIVISION OF RISK MANAGEMENT"
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24 May 2023, 9:34 am
Alternative Investment Fund Managers Directive (AIFMD). [read post]
24 May 2023, 7:14 am
Furthermore, joint accounts carry their own set of risks. [read post]
23 May 2023, 9:01 pm
I am pleased to welcome everyone to the Division of Investment Management’s inaugural Conference on Emerging Trends in Asset Management. [read post]
20 May 2023, 3:07 am
Columbia Global Freedom of Expression seeks to contribute to the development of an integrated and progressive jurisprudence and understanding on freedom of expression and information around the world. [read post]
19 May 2023, 2:19 pm
Is the FTC estimating a risk of harm to competition or guessing? [read post]
18 May 2023, 6:23 am
“The Division believes that it is essential that a covered clearing agency monitors its intraday exposure because it faces a risk that its exposure to its participants can change rapidly as a result of intraday changes in prices, positions, or both,” said Haoxiang Zhu, director of the SEC’s Division of Trading and Markets. [read post]
17 May 2023, 1:34 pm
Timing is everything when it comes to property division. [read post]
16 May 2023, 9:01 pm
” DESCRIPTION[3] From 2017, Goldman Sachs Asset Management (“GSAM”) offered two mutual funds and a separately managed account strategy marketed as ESG investments. [read post]
16 May 2023, 10:48 am
In the UK, for example, you know, we see different approach to the way information is managed and commitment to knowledge management programs has a different profile than it does among some US law firms. [read post]
16 May 2023, 6:30 am
Such underlying divisions remain a key barrier to resisting autocratization. [read post]
15 May 2023, 11:18 am
The new filing shows that though the public health emergency may have ended, the pandemic-related securities litigation risk continues. [read post]
15 May 2023, 4:58 am
Years into a protracted derivative lawsuit by a 20% founding shareholder against his co-founder 60% shareholders over their misappropriation of “Smithfield,” an Irish sports bar in Manhattan, New York County Commercial Division Justice Jennifer G. [read post]
14 May 2023, 7:07 pm
That has worried the Western business community, which relies on credible information and professional services to assess risks in China. [read post]
11 May 2023, 9:01 pm
Clearinghouses have lowered risk for the public and fostered competition in the capital markets since the 19th century. [read post]
11 May 2023, 10:57 am
Polarization poses significant risks to children and families, but centering contestation obscures another important reality. [read post]
10 May 2023, 10:37 am
Those at risk of such circumstances may want to consider utilizing trusts to ensure that their resources and funds are preserved, managed, and spent in a manner that conforms to their wishes while in the care of loved ones or healthcare professionals. [read post]
9 May 2023, 8:34 am
Alternative Investment Fund Managers Directive (2011/62/EU) (AIFMD). [read post]
9 May 2023, 6:51 am
The complaint also states that Cuculich, Quilty, and Masella misled the SEC’s Division of Investment Management about the basis for the fund’s liquidity classifications. [read post]
9 May 2023, 5:16 am
Department of Justice’s Antitrust Division.) [read post]
5 May 2023, 2:28 pm
” Policies to mitigate AI risks and harnessing AI opportunities – The Office of Management and Budget (“OMB”) intends to release policy guidance that would enable companies to leverage AI systems to advance their mission. [read post]
