Search for: "E*TRADE Financial Corporation"
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4 Dec 2020, 9:05 pm
” In an article published in the Lewis and Clark Law Review, Georgetown Law’s Alicia E. [read post]
4 Dec 2020, 6:15 am
Peregrine, McDermott Will & Emery LLP, on Sunday, November 29, 2020 Tags: Board oversight, Board tenure, Board turnover, Boards of Directors, Compliance & ethics, Director qualifications, Misconduct, Reputation Preparing for Shareholder Activism in the Wake of COVID-19 Posted by Keith E. [read post]
3 Dec 2020, 8:43 am
Exterro Acquires AccessData to Form the Leading Enterprise Legal GRC Software Platform across Data Privacy, Forensics and e-Discovery PORTLAND, Ore., December 3, 2020 – Exterro Inc., the preferred provider of Legal GRC software and the Association of Corporate Counsel’s exclusive Alliance Partner for E-Discovery, Data Privacy and Cybersecurity Compliance, announced today it has acquired AccessData, the industry’s leading provider of digital forensic… [read post]
1 Dec 2020, 3:00 am
Welcome to Abbott & Kindermann, Inc. [read post]
1 Dec 2020, 1:55 am
Key Findings Introduction Temporary Tax Policy The Remaining Extenders Expiring Provisions under the Tax Cuts and Jobs Act Pandemic-Related Expirations Conclusion Appendix Key Findings At the end of 2020, 33 temporary tax provisions are scheduled to expire at the federal level. [read post]
20 Nov 2020, 10:10 am
Management of Native American Tribe's Investment Portfolio Prompts FINRA Bar (BrokeAndBroker.com Blog)CEO Charged With Securities And Bank Fraud In Alleged Scheme To Raise Funds For Digital Advertising Company / CEO Accused of Having Corporate Executive Clients Impersonated to Raise Investments (DOJ Release)SEC Charges E-Commerce Startup and CEO With Defrauding Investors (SEC Release)SEC Charges Former Finance Department Employee with Insider Trading (SEC… [read post]
20 Nov 2020, 6:00 am
Securities and Exchange Commission, on Saturday, November 14, 2020 Tags: Accounting, Inside information, Insider trading, Internal control, Merger litigation, Mergers & acquisitions, Repurchases, Rule 10b-5, SEC, SEC enforcement, Securities enforcement Shareholders’ Rights & Shareholder Activism 2020 Posted by Eleazer Klein, Schulte Roth & Zabel LLP, on Sunday, November 15, 2020 Tags: Boards of… [read post]
12 Nov 2020, 2:18 pm
If all investors in a Regulation D offering are “Accredited Investors,” there is no exemption compliance requirement to provide issuer financial or narrative information. [read post]
12 Nov 2020, 7:24 am
Revolut, meanwhile, is seeking an e-money license with Ireland’s central bank in addition to a license in Lithuania, which it secured in 2018. [read post]
11 Nov 2020, 8:00 am
” (Federal Trade Commission). [read post]
9 Nov 2020, 4:12 pm
Announces Second Quarter Financial Results. [read post]
9 Nov 2020, 2:44 am
Potentially appropriate remedies would be determined in consultation with the affected stakeholders, and could include both financial and non-financial compensation, public apologies, and restitution, as well as the prevention of additional harm through guarantees of non-repetition. [read post]
6 Nov 2020, 7:08 am
This month’s trade alert considers key points for investors to consider when acquiring loans in Ireland. [read post]
5 Nov 2020, 7:35 am
It accounted for about 70% of debit and prepaid transactions during the first half the year, according to the Nilson Report, a trade publication. [read post]
30 Oct 2020, 12:14 pm
Thus, he has urged the FTC to “restat[e] existing legal precedent through rulemaking. [read post]
27 Oct 2020, 8:41 am
(online) on themes of corporate governance, sustainability, and its inevitable relations to systems of trade and political governance across borders. [read post]
27 Oct 2020, 3:00 am
World Trading 23, Inc. (2020) 45 Cal.App.5th 22. [read post]
22 Oct 2020, 7:06 am
Credit union trade groups have long pushed for a data security standard for retailers and others. [read post]
21 Oct 2020, 5:00 am
Chris Brummer, which examines the lack of African Americans in senior leadership positions across U.S. financial regulatory agencies. [read post]
20 Oct 2020, 3:00 am
The enterprises located in these zones are generally incorporated in the country of location of the zone, but may derive significant financial support and resources from their parent corporations or the home governments of their parent corporations. [read post]
