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10 Apr 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Monday, April 10, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
24 Jun 2024, 10:26 am
Supreme Court has granted certiorari in Dewberry Group, Inc. v. [read post]
7 Jun 2022, 5:12 am
The claim further alleges that WestPark Capital, Inc. unsuitably invested its client in the high-risk GWG Series L Bond, securities sponsored by GWG Holdings, a Dallas-based financial services firm. [read post]
17 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 17, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 10-16, 2024 Fee Variation in Private Equity Posted by Juliane Begenau (Stanford University), and Emil Siriwardane (Harvard Business School), on Friday, May 10, 2024 Tags: Fee Variation, GPs, LPAs, Private equity, SEC Investment Advisers and Sponsors Compliance Policies: Hot… [read post]
17 May 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, May 17, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of May 10-16, 2024 Fee Variation in Private Equity Posted by Juliane Begenau (Stanford University), and Emil Siriwardane (Harvard Business School), on Friday, May 10, 2024 Tags: Fee Variation, GPs, LPAs, Private equity, SEC Investment Advisers and Sponsors Compliance Policies: Hot… [read post]
1 Jul 2019, 12:40 pm
Equity Sales Company UBS Paine Webber Inc. [read post]
15 Jun 2022, 11:04 am
The claim further alleges that Center Street Securities, Inc. unsuitably invested its clients in the high-risk GWG Series L Bond, securities sponsored by GWG Holdings, a Dallas-based financial services firm. [read post]
15 Apr 2021, 10:51 am
Baggage Airline Guest Services, Inc., No. 20-1420; WPEM, LLC v. [read post]
22 Oct 2019, 10:26 am
According to FINRA Disciplinary actions for August 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Carolyn Andrews UBS Financial Services Morgan Keegan & Company Meiewyn Avent Alliance-One Investments Metlife Investors Distribution Co… [read post]
31 Oct 2011, 12:36 pm
Larger ones were those involving Lehman Brothers Holdings Inc., Conseco Inc., CIT Group Inc., and Washington Mutual Inc. [read post]
31 Oct 2011, 3:42 am
Perpetual Trustee Company Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc; and Belmont Park Investments PTY Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc, heard 1 – 3 March 2011. [read post]
1 Apr 2009, 1:54 am
The Art of the Muse Inc. [read post]
18 Jan 2008, 7:12 am
" in July 2007, and on "IRS Whistleblower Program: Hedge Funds and Private Equity Firms Under Increasing IRS Scrutiny for Tax Abuses" in November 2007. [read post]
4 Jan 2007, 12:57 am
BANKRUPTCY COURTSOUTHERN DISTRICT OF NEW YORKBankruptcyBalance of Equities, §1113 Factors Allow Comair To Reject Bargaining Agreement With Its Pilots In re: Delta Air Lines Inc. et al. [read post]
26 Oct 2010, 8:22 am
Foreside Fund Services, LLC, distributor. [read post]
23 Nov 2011, 1:24 pm
A unit investment trust consists of a basket of securities such as corporate bonds, municipal bonds, mortgage-backed securities, or equities. [read post]
8 Nov 2007, 2:08 am
Williams, who joined FTI Consulting briefly in connection with the company's acquisition of PricewaterhouseCoopers' Business Recovery Services division in 2002, returns to FTI after pursuing opportunities in the private equity arena. [read post]
19 Oct 2010, 9:44 am
Tranquil Properties, Inc., v. [read post]
18 Nov 2019, 8:02 am
He has led two private equity/venture capital-backed companies as president and CEO. [read post]
18 Nov 2019, 8:02 am
He has led two private equity/venture capital-backed companies as president and CEO. [read post]
