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10 Jan 2022, 4:01 pm
The biannual Federal Reserve Financial Stability Report has highlighted the role of social media and retail investors in equity market volatility. [read post]
7 Jan 2022, 5:52 am
Proxy Advisors Update Voting Guidelines for 2022 Posted by David Bell, Dean Kristy, and Ron Llewellyn, Fenwick & West LLP, on Friday, December 31, 2021 Tags: Board composition, Boards of Directors, Climate change, Diversity, ESG, Glass Lewis, Institutional Shareholder Services Inc. [read post]
4 Jan 2022, 10:09 pm
AMG Capital Management, INC. v. [read post]
1 Jan 2022, 8:20 am
Announced as completed on December 14, 2021 1-December-21Simplex Services, inc.Epiq 23-November-21KLDiscovery (IPO Filing)IPO (Exchange TBD)Note: Filed Form S-1 with SEC for IPO. 11-November-21Modus (Investee)J.P. [read post]
31 Dec 2021, 8:14 am
Case citation: In re DMCA § 512(h) Subpoena to Twitter, Inc., 2021 WL 6135300 (N.D. [read post]
29 Dec 2021, 12:00 pm
In Australia, only 62 percent of mining, 50 percent of financial services, and 57 percent of the construction sector state that they report in line with the Taskforce for Climate-related Financial Disclosures (TCFD) recommendations that have been endorsed by Australian regulators. [9] Regulators The regulators ha [read post]
28 Dec 2021, 4:34 am
" In re Nett Designs Inc., 57 USPQ2d at 1566. [read post]
26 Dec 2021, 9:05 pm
Lau, Paypal Inc. [read post]
24 Dec 2021, 6:26 am
Sandstrom, Center for Political Accountability, on Saturday, December 18, 2021 Tags: Accountability, Disclosure, ESG, Lobbying, Political spending, Transparency BlackRock Investment Stewardship Global Principles Posted by John McKinley, BlackRock Investment Stewardship, on Saturday, December 18, 2021 Tags: BlackRock, Boards of Directors, Climate change, ESG, Index funds, Institutional Investors, Long-Term… [read post]
14 Dec 2021, 10:20 am
The defendants used five unregistered security offerings which consisted of two equity funds and three debt funds. [read post]
11 Dec 2021, 11:53 am
(See Real Truth About Obama, Inc. v. [read post]
10 Dec 2021, 12:37 pm
”[7] In 2016, Roark Capital, a private equity firm that would go on to form Inspire Brands, Inc., purchased a majority share of Jimmy John’s, LLC. [read post]
8 Dec 2021, 11:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
8 Dec 2021, 7:27 am
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
6 Dec 2021, 9:58 am
Emerson Equity LLC Newport Coast Securities, Inc. [read post]
3 Dec 2021, 6:06 am
Adams (University of Oxford), Vanitha Ragunathan (University of Queensland), and Robert Tumarkin (University of New South Wales), on Monday, November 29, 2021 Tags: Board communication, Board dynamics, Boards of Directors, Decision-making, Disclosure, Outside directors, Sarbanes–Oxley Act, Securities regulation, Special committees Recent Shareholder Activism Trends Posted by George Casey, Scott Petepiece, and Lara Aryani, Shearman &… [read post]
1 Dec 2021, 7:40 am
VENEZUELA On 21 November 2021, 8.1 million Venezuelans, representing a 41.8 per cent turnout, voted in the regional elections. [read post]
30 Nov 2021, 2:24 pm
” The Christian Legal Society and Robertson Center for Constitutional Law, Concerned Women for America, and Judicial Watch, Inc. make similar arguments, urging the court to overturn Roe and Casey on principles of state sovereignty and federalism. [read post]
30 Nov 2021, 8:01 am
(CRD#:38095) of Staten Island, NY, and Chelsea Financial Services (CRD#:47770), also of Staten Island. [read post]
22 Nov 2021, 12:27 pm
In the CFPB’s quest to advance racial and economic equity, the Bureau has now increased resources targeted toward small business lending. [read post]
