Search for: "Executive Developing Investments, LLC"
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9 Feb 2015, 7:10 pm
Develop a single body of “immigration common law” and revitalize the advisory opinion process. [read post]
18 Dec 2014, 9:17 am
A company gets a greater return on investment by being prepared for a security breach. [read post]
15 Dec 2014, 4:44 pm
However, the Advisers Act and some state securities laws consider the manager or general partner of an investment fund as the investment adviser of that fund, if the fund invests in securities (loans and equity investments in project companies are considered securities). [read post]
4 Dec 2014, 12:00 pm
The transaction was structured as a two-step acquisition, whereby HIG acquired shares in a public tender offer, and then executed a back-end merger to complete the takeover. [read post]
27 Oct 2014, 12:52 pm
The LLC would in turn loan money to CamWest to be invested in real estate projects that CamWest would develop. [read post]
2 Oct 2014, 3:44 pm
An investment company is also required to have a registered investment adviser manage its investments. [read post]
5 Sep 2014, 5:00 am
We developed a two-day intensive “Pop Up” class at the d.school entitled, “Get Smart: Marking Complicated Information Simple. [read post]
5 Sep 2014, 5:00 am
We developed a two-day intensive “Pop Up” class at the d.school entitled, “Get Smart: Marking Complicated Information Simple. [read post]
27 Aug 2014, 5:48 pm
Anshoo Sethi, 30, Chicago, Illinois, a property developer, was indicted on federal charges for allegedly exploiting a U.S. visa program to fraudulently raise approximately $160 million from some 290 Chinese nationals who invested in the project while seeking U.S. residency. [read post]
27 Aug 2014, 5:21 pm
She developed the Trade Law and Trade Agreements online class for the World Trade Institute, Pace University.Hillary Renick (Washington, D.C.)J.D., University of the Oregon School of LawNALSA Public Relations OfficerNative Environmental Sovereignty Fellow, ENR CenterResearch Assistant, Professor Mary Christina WoodM.S., Cultural Resource Management, Central Washington UniversityThesis on Yakama Indian Treaty Fishing and Significance of Traditional PlacesAdvanced Public Health studies,… [read post]
Financial Advisor Sanctioned Over Allegations of Unsuitable Overconcentrations of Private Placements
26 Aug 2014, 5:26 am
Thereafter, Lard recommended that the client invest an additional $200,000 in IMH, $100,000 in ATEL 12, LLC (ATEL 12), $50,000 in ATEL Growth Capital Fund IV, LLC (ATEL Growth), $100,000 in Mountain V 2007-D Drilling Program, LP (Mountain V), $200,000 in DBSI 2007 Land Improvement & Development Fund (DBSI LID Fund), and $200,000 in preferred stock shares of Shale Royalties 7, Inc., (Shale Royalties 7). [read post]
20 Aug 2014, 3:44 pm
Long, 45, Mather, California, were indicted on charges they defrauded approximately 60 people out of more than $6.5 million through a fraudulent Arizona real-estate development investment. [read post]
14 Aug 2014, 4:09 pm
Based on our experience representing securities issuers, broker-dealers and investment advisers, as well as EB-5 regional centers, EB-5 financing sponsors and developers, here are our suggestions on how EB-5 regional centers and EB-5 offering sponsors can comply with the U.S. securities laws without registration as securities broker-dealers. [read post]
6 Aug 2014, 2:57 pm
Notably, the SEC brought a securities fraud enforcement action against A Chicago Convention Center, LLC, Anshoo Sehti and Intercontinental Regional Center Trust of Chicago, LLC in 2013 (Civil Action No. 13-cv-982), in a case where the defendants had committed fraud by misrepresenting that they had all necessary building permits and contracts with several major hotel chains when they had none, substantially overstating the value of the land on which the project would be built, and… [read post]
29 Jul 2014, 5:57 pm
LPL Financial was alleged to have deficient supervision in the sale of alternative investment products, including REITs, oil and gas partnerships, business development companies (BDC’s), hedge funds, managed futures, and other illiquid pass through investments. [read post]
29 Jul 2014, 5:01 pm
., and Parkland Investments, Inc. . . . [read post]
29 Jul 2014, 8:47 am
Further questions may be directed to Executive Assistant U.S. [read post]
18 Jul 2014, 5:17 am
., and Parkland Investments, Inc. . . . [read post]
1 May 2014, 11:17 am
According to the FINRA press release, these investment products include non-traded real estate investment trusts (REITs), oil and gas partnerships, business development companies (BDCs), hedge funds, managed futures, and other illiquid pass-through investments. [read post]
25 Mar 2014, 10:17 am
On February 25, 2014 the Securities and Exchange Commission (the “SEC”) filed public administrative and cease-and-desist proceedings against Arizona-based Clean Energy Capital, LLC (a registered investment adviser, “CEC”) and its founder and Chief Executive Officer Scott Brittenham charging that CEC and Brittenham committed the following violations with respect to the 20 private equity funds sold and managed by CEC primarily under the name of… [read post]
