Search for: "Financial Asset Securities Corp.," Results 421 - 440 of 1,068
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26 Mar 2018, 10:18 am by Andrew Stoltmann
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
5 Feb 2018, 12:00 am by Ken Monington
Between 2005 and 2012, it is alleged that VEON made or attempted to make millions of dollars in improper payments to Uzbekistan’s President’s daughter to secure certain 3G frequencies, obtain telecommunication assets, and access the Uzbek market. [read post]
11 Jan 2018, 7:05 am by Aurora Barnes
Appling 16-1215 Issue: Whether (and, if so, when) a statement concerning a specific asset can be a “statement respecting the debtor’s … financial condition” within Section 523(a)(2) of the Bankruptcy Code. [read post]
10 Jan 2018, 2:17 pm by John Elwood
Appling, 16-1215 Issue: Whether (and, if so, when) a statement concerning a specific asset can be a “statement respecting the debtor’s … financial condition” within Section 523(a)(2) of the Bankruptcy Code. [read post]
3 Jan 2018, 5:00 am by Daniel Byman
International sanctions and financial penalties make it harder for Iran to attract foreign investment, maintain its financial system, and otherwise expand (or even sustain) its economy. [read post]
28 Dec 2017, 9:03 am by Renae Lloyd
This ensures that customers could recover their assets in the event of the broker-dealer’s insolvency. [read post]
26 Dec 2017, 7:08 pm by Ben Vernia
In addition to the judgment against Allied, the Department secured a settlement with PHH Mortgage for $65 million and Financial Freedom for $89 million. [read post]
26 Dec 2017, 5:19 pm by Eugene Volokh
Jia was involved in a transaction that could cause investor assets to "flow out of China into the US in order to repurchase back the assets and stocks of the other company. [read post]
26 Dec 2017, 3:07 am by Broc Romanek
” Following up on my blog about the topic of deferred tax assets being impaired & the need to consider whether an Item 2.06 Form 8-K is required, the SEC issued this statement on Friday – along with a new Staff Accounting Bulletin No. 118 (from OCA & Corp Fin) and CDI 110.02 (from Corp Fin). [read post]
12 Dec 2017, 4:36 pm by Kevin LaCroix
 Indeed, the definition of “security” under Section 2(a)(1) of the Securities Act of 1933 (and the nearly identical definition under Section 3(a)(10) of the Exchange Act of 1934) includes not only a number of specific types of financial instruments, such as notes, bonds, debentures and stock, but also broad categories of financial instruments, such as evidences of indebtedness and investment contracts. [read post]
5 Dec 2017, 9:46 am by Renae Lloyd
SEC Files Fraud Charges – Premier Holding Corp. and its CEO Did you lose money investing in Premier Holding Corp. at the recommendation of your financial advisor? [read post]
1 Dec 2017, 2:55 pm by Jeff Kern and Kate Ross*
”[1] Instead, the SEC has identified new target areas that financial industry professionals should keep in mind. [read post]
29 Nov 2017, 4:23 pm by Jeff Kern and Kate Ross*
”[1] Instead, the SEC has identified new target areas that financial industry professionals should keep in mind. [read post]
27 Nov 2017, 4:05 pm by Michael J. Giarrusso
On November 9, 2017, the Securities and Exchange Commission (“SEC”) filed a civil complaint (“Complaint”) against Philadelphia-based Singer Financial Corp. [read post]