Search for: "Financial Consulting and Trading International, Inc."
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30 Jan 2017, 9:42 am
Customs and Border Protection Ronald Colburn, and Former Assistant Secretary for Border, Immigration, and Trade Policy at DHS Seth Stodder. [read post]
29 Jan 2017, 12:40 pm
Vest Investment Services, Inc. [read post]
16 Jan 2017, 7:37 am
Among its allegations, the Class Action Lawsuit accuses Defendant American International Group, Inc. [read post]
16 Jan 2017, 7:37 am
Among its allegations, the Class Action Lawsuit accuses Defendant American International Group, Inc. [read post]
26 Dec 2016, 4:30 am
Well Marie-Andree cited that 1879 case Feist Publications, Inc. v. [read post]
20 Dec 2016, 4:08 pm
This Code is the result of international consultations among fact-checkers and sets out principles for fact-checkers to aspire to in their everyday work. [read post]
15 Dec 2016, 8:36 am
In 2014, the Insurance Services Office, Inc. [read post]
3 Dec 2016, 11:30 am
Our investment attorneys are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against financial advisor John Crook (Crook) currently registered with Prospera Financial Services, Inc. [read post]
23 Nov 2016, 7:07 am
From the Desk of Jim Eccleston at Eccleston Law LLC:Carlos Maldonado, owner of Business Planning Resources International Corporation (BPRIC), and associated under the incorporation documents with Pet Card Systems, Inc., and Datavos Corporation, was arrested and charged with securities fraud and bank fraud .From 2007 through 2012, Mr. [read post]
7 Nov 2016, 9:31 am
Boenning & Scattergood, Inc. of West Conshohocken, Pennsylvania submitted an AWC in which the firm was censured and fined $100,000. [read post]
27 Oct 2016, 8:48 am
Develop and present to OCR for approval a comprehensive written risk management plan that explains OHSU’s strategy for implementing security measures sufficient to reduce the risks and vulnerabilities identified in the risk analysis to a reasonable and appropriate level based on OHSU’s circumstances as well as a comprehensive, enterprise-wide plan to implement effective oversight of OHSU workforce members to ensure their adherence to HIPAA Rules and OHSU’s internal privacy… [read post]
21 Oct 2016, 5:32 pm
™ Solutions Law Press, Inc. [read post]
19 Oct 2016, 1:04 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk management, her clients range from highly regulated entities like employers, contractors and their employee benefit plans, their sponsors, management, administrators, insurers, fiduciaries and advisors, technology and data service providers, health care, managed care and insurance, financial services, government contractors and… [read post]
28 Sep 2016, 8:27 am
Securities and Exchange Commission, the bank reportedly set its internal trading limits too high, so they were ineffective and caused market disruptions on at least 15 occasions from late 2012 to mid-2014 . [read post]
23 Sep 2016, 10:50 am
Yesterday, San Antonio-based broker-dealer Investment Professionals Inc. has been censured and fined $170,000 by the Financial Industry Regulatory Authority, for more on the story, click here. [read post]
8 Sep 2016, 7:40 am
__________ ToNorges Bank5 April 2016Recommendation to exclude Duke Energy Corp., Duke Energy Carolinas LLC, Duke Energy Progress LLC and Progress Energy Inc. from the Government Pension Fund Global (GPFG) Confidential pursuant to section 13 subsection 1 of the Freedom of Information Act, cf section 3-4 subsection 1 of the Securities Trading Act.Summary The Council on Ethics for the Government Pension Fund Global recommends the exclusion of Duke Energy Corp. [read post]
17 Aug 2016, 5:07 pm
™ Solutions Law Press, Inc. [read post]
1 Aug 2016, 9:42 pm
” As for Rice’s firing, the court explained how Brain and Cook retaliated against Rice by pressuring his employer, Zenith, into firing Rice and manipulating the Zenith relationship to deter Zenith from rehiring Rice in retaliation for his involvement in efforts to make an internal complaint about Brain. [read post]
6 Jul 2016, 9:49 am
The Rockwell Financial Group, Inc. [read post]
1 Jul 2016, 1:49 pm
Well known for her extensive work with health care, insurance and other highly regulated entities on corporate compliance, internal controls and risk mana [read post]
