Search for: "Financial Security Assurance, Inc."
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16 May 2012, 7:37 am
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]
15 May 2012, 9:14 am
Today, the Federal Securities Law Blog takes a look back at the last 30 days in the federal securities world in a regular feature which appears on approximately the 15th of each month. [read post]
23 Apr 2012, 10:00 pm
As reported on Friday, December 10, 2010 in the FCPA Blog and by others, RAE Systems, Inc., (RAE) a California-based gas detection company settled Foreign Corrupt Practices Act (FCPA) charges on this date with the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) for $2.9 million. [read post]
23 Apr 2012, 10:33 am
(Assurant), American Bankers Insurance Co. of Florida (Assurant), Meritplan Insurance Co., American Modern Home Insurance Co., Empire Fire and Marine Insurance Co., and Fidelity and Deposit Co. of Maryland. [read post]
18 Apr 2012, 9:15 am
Some of these losses were the result of some variation of securities fraud, to be sure. [read post]
17 Apr 2012, 10:38 am
Liberty Life Assur. [read post]
14 Apr 2012, 11:17 am
Dollar Financial Group, Inc., 162 Cal. [read post]
30 Mar 2012, 2:48 pm
., International Consultants and Enterprises, Inc., Vision Equities, Inc., Vision Equities Fund II, LLC, and Vision Equitieis Fund III, LLC. [read post]
19 Mar 2012, 5:00 am
First Franklin Financial Corp. [read post]
16 Mar 2012, 3:00 am
In another recent Court of Appeals decision addressing important issues in class or collective actions, Blackrock Financial Management Inc. et al. v. [read post]
28 Feb 2012, 11:42 am
In August 2011, the B-D was acquired by Ladenburg Thalmann Financial Services Inc. for a reported $150 million in cash. [read post]
18 Feb 2012, 5:15 am
This outcome is not consistent with SOX's goal of using whistleblowers to assure the integrity of public reporting. [read post]
31 Jan 2012, 7:49 am
There was just one use in 2008, when you’d think rumors would have been most rampant in the run-up to the financial crisis. [read post]
27 Jan 2012, 6:55 am
Capital Financial Services, Inc. [read post]
25 Jan 2012, 11:03 am
Koss failed to adequately maintain internal controls to assure the accuracy and reliability of financial reporting. [read post]
12 Jan 2012, 3:48 pm
In New York on January 11, the all-American tasty treat baking company, Hostess Brands, Inc., filed for bankruptcy under Chapter 11. [read post]
4 Jan 2012, 12:17 pm
Assured Guaranty alleged that Orkney suffered substantial financial losses, triggering Assured Guaranty’s obligation to pay under its guarantee. [read post]
21 Dec 2011, 4:30 am
Oct. 5, 2011) Ergon Refining, Inc. [read post]
21 Dec 2011, 12:40 am
Morgan invested Orkney’s assets in risky subprime mortgage-backed securities, as a result of which Orkney suffered financial losses that triggered Assured Guaranty’s payment obligations. [read post]
20 Dec 2011, 6:15 pm
Morgan’s mismanagement of a financial portfolio. [read post]
