Search for: "First Financial Equity Corp."
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7 Jan 2015, 6:00 am
The Delaware courts have issued a number of decisions in the past several years, including In re Rural Metro Corp. [read post]
17 Dec 2014, 8:10 am
First Financial Equity Corporation First Tennessee Brokerage Inc. [read post]
8 Dec 2014, 3:14 am
Briefly, in 2006 Mohammad Ali Mohyuddin brought suit in Nassau County Supreme Court against his former employer, Sina Drug Corp., and its majority shareholder, claiming he was entitled to receive equity in the company as part of his employment compensation. [read post]
2 Dec 2014, 11:54 am
Background The following facts were found by that trial judge: Bhasin and Hrynew were both retail dealers who marketed education savings plans developed by Canadian American Financial Corp. [read post]
18 Nov 2014, 1:28 pm
The case is a First Amendment challenge to Cal. [read post]
16 Nov 2014, 7:37 am
White & Co., First America Equities Corp., Augusta Securities Corp., Suntrust Equitable Securities, J.C. [read post]
27 Oct 2014, 9:59 am
Defendant Athilon Capital Corp. [read post]
15 Oct 2014, 2:30 pm
Rural, In re El Paso Corp. [read post]
20 Sep 2014, 1:06 pm
These included two related strands of judge administered law—common law and equity. [read post]
3 Sep 2014, 4:14 am
First, as discussed here, in March 2014, the U.S. [read post]
2 Sep 2014, 9:44 am
Ramtron Int’l Corp., C.A. [read post]
20 Aug 2014, 5:40 am
A Forbes article tracked the fundraising efforts made by several DBCs issued by FS Investment Corp. [read post]
29 Jul 2014, 5:56 am
We also represent numerous clients who have unfortunately invested in these products that were alleged to have been sold as “late-stage private equities” by First Allied Securities brokers among others. [read post]
28 Jul 2014, 3:58 pm
The Subcommittee focused on options involving two of the largest basket option users, Renaissance Technology Corp. [read post]
7 Jul 2014, 8:35 am
“Indeed, the presence of any circumstance placing the transferee on inquiry as to the financial condition of the transferor may be a contributing factor in depriving the former of any claim to good faith unless investigation actually disclosed no reason to suspect financial embarrassment. [read post]
17 Jun 2014, 8:13 am
Corp. [read post]
16 Jun 2014, 3:12 am
In 2001, the parents gifted to each of Joseph and Theresa directly and in trust a 30% non-voting equity stake in the business, with the parents retaining the balance of the equity and all voting shares. [read post]
2 Jun 2014, 6:23 am
The law offices of Gana LLP filed a complaint with the Financial Industry Regulatory Authority (FINRA) on behalf of four investors against First Allied Securities, Inc. [read post]
21 May 2014, 6:36 am
” According to the Investment News survey, the top ten independent broker-dealers with the most growth from alternative investments include: (1) Independent Financial Group; (2) Triad Advisors; (3) Royal Alliance Associates; (4) National Planning Corp.; (5) First Allied Securities; (6) Lincoln Financial Network; (7) Cambridge Investment Research; (8) Commonwealth Financial Network; (9) Ameriprise Financial Services; 10) LPL… [read post]
18 Apr 2014, 5:43 am
The complaint alleged that through their actions, Couyoumjian and First Allied placed their own financial interests above their clients’. [read post]
