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9 May 2016, 6:06 am
In a recently filed Complaint in the United States Distrcit Court for the Southern District of New York (“SDNY”), Plaintiff Megan Messina alleges that Bank of America sexually discriminated against her as a result of “gender disparities in compensation and business opportunities at the nation’s largest bank and brokerage firm.” Further, Messina alleges that she was retaliated against in violation of Sarbanes-Oxley Act of 2002 and the… [read post]
19 Feb 2013, 9:58 pm
This piece of legislation is an example of the type of legislation that would pass the test laid down by Senate Banking Committee Chair Tim Johnson (D-SD) as broad bi-partisan legislation amending Dodd-Frank that the Senate would consider as part of a corrections bill. [read post]
21 Mar 2011, 8:01 am
Davidoff suggests the real problem here isn’t reporting, but the fact that bank parties to these transactions hedge their positions by buying target shares. [read post]
31 Mar 2011, 9:12 am
Dodd-Frank also requires that most derivatives be traded on exchanges, so they can no longer be secret, private deals between two banks. [read post]
3 Aug 2018, 3:03 am
” [Bainbridge] “SEC proposes to limit whistleblower awards” [Francine McKenna, MarketWatch] Tags: CFPB, Dodd-Frank, Securities and Exchange Commission, Wall Street, whistleblowers Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
23 Jan 2014, 11:15 am
These interests would have otherwise been prohibited under the new Volcker Rule, which prohibits certain investments by banks and is found in Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). [read post]
18 Aug 2012, 10:10 am
If I understand it, the logic of the argument goes like this: Plenty of investors are willing to take the relatively -- to bank equity -- less risky bet of buying bank debt, in part because that debt is mostly guaranteed by the government even after Dodd-Frank. [read post]
22 Jun 2011, 10:44 am
The regulation implements Section 171 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which was a key amendment by Sen. [read post]
27 Jul 2012, 6:10 am
Matthew Zames and Frank Bisignano were promoted to co-chief operating officers of the bank, while Jes Staley moved from being chief executive of the corporate and investment bank to chairman. [read post]
27 Jul 2012, 6:10 am
Matthew Zames and Frank Bisignano are promoted to co-chief operating officers of the bank, while Jes Staley moves from being chief executive of the corporate and investment bank to chairman. [read post]
27 Jul 2012, 6:10 am
Matthew Zames and Frank Bisignano are promoted to co-chief operating officers of the bank, while Jes Staley moves from being chief executive of the corporate and investment bank to chairman. [read post]
22 Jul 2010, 4:55 pm
President Obama signed the Dodd-Frank financial reform bill into law on Wednesday. [read post]
13 Jul 2015, 9:05 pm
[Scott Greenfield] Tags: banks, Crisis of 2008, Dodd-Frank, Securities and Exchange Commission, taxes, Wall StreetBanking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
13 Feb 2012, 2:07 pm
Volcker also assured that the restrictions on proprietary trading by commercial banks legislated by the Dodd-Frank Act are not likely to have an effect on liquidity inconsistent with the public interest. [read post]
16 Sep 2014, 9:24 am
On September 10, the Office of the Comptroller of the Currency (“OCC”) published proposed revisions to its information collecting regulations related to the Dodd-Frank Act’s “stress test” for large national banks and federal savings associations. [read post]
22 Jul 2011, 7:30 am
Senate Committee on Banking, Housing and Urban Affairs regarding the Commission's efforts to fulfill its responsibilities under the Act. [read post]
15 Oct 2014, 3:06 am
Specifically, SIFMA asked the Fed to find a way to let illiquid funds partake of the stable run-off period until 2022 by aligning the Dodd-Frank Act’s intent with its regulatory implementation to close the two-year gap. [read post]
29 Mar 2011, 11:00 am
Lee Sheppard (Contributing Editor, Tax Analysts) speaks today at John Marshall's Center for Tax Law & Employee Benefits on Dodd-Frank Act's Stranglehold Over Banks: Lee will speak on the Dodd-Frank Wall Street Reform and Consumer Protection Act and its impact on banks' capital requirements. [read post]
6 Oct 2010, 9:15 am
The ESRB is similar to the Dodd-Frank created Financial Stability Oversight Council. [read post]
25 Oct 2019, 7:07 am
The CFPB announced today that it will hold a symposium on Dodd-Frank Act Section 1071 on November 6, 2019. [read post]
