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3 Aug 2022, 12:07 pm by Race to the Bottom
Since then, the SEC’s chair, Gary Gensler, has directed efforts to research and propose a set of rules aiming to make the US retail securities market more transparent and fair. [read post]
1 Aug 2022, 5:17 pm
 The preliminary program for the Conference follows:     DRAFT—SUBJECT TO CHANGE--As of July 27, 2022   2022 ANNUAL CONFERENCE OF THE ASSOCIATION THE STUDY OF THE CUBAN ECONOMY(ASCE) Jointly with the Florida International University College of Law   September 15-17, 2022   Thursday, September 15   9:00 am-10:00        Coffee and Registration   10:00-10:15 AM—Large Courtroom  … [read post]
31 Jul 2022, 9:01 pm by Gary Gensler
This statement was issued on July 29, 2022, by Gary Gensler, chairman of the U.S. [read post]
29 Jul 2022, 1:58 pm by Eugene Volokh
That changed, paradoxically, after her son was shot to death in a parking lot not far from her home. [read post]
29 Jul 2022, 6:30 am
Sharfman (Main Street Investors Coalition Advisory Council), on Thursday, July 28, 2022 Tags: Climate change, Comment letters, Disclosure, Environmental disclosure, ESG, Investor protection, Risk, SEC, SEC rulemaking, Securities regulation Remarks by Chair Gensler at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Posted by Gary Gensler, U.S. [read post]
29 Jul 2022, 6:30 am
Sharfman (Main Street Investors Coalition Advisory Council), on Thursday, July 28, 2022 Tags: Climate change, Comment letters, Disclosure, Environmental disclosure, ESG, Investor protection, Risk, SEC, SEC rulemaking, Securities regulation Remarks by Chair Gensler at Center for Audit Quality “Sarbanes-Oxley at 20: The Work Ahead” Posted by Gary Gensler, U.S. [read post]
26 Jul 2022, 9:01 pm by William A. Birdthistle
. * * * Let me turn next to two specific changes on the horizon for investment management, relating to the cessation of LIBOR and the impact of MiFID II on the market for investment research. [read post]
23 Jul 2022, 7:11 pm by Patricia Salkin
In 2003, Lee County changed the “Rural” designation to “Coastal Rural” – decreasing the density to one dwelling unit per every ten acres. [read post]
22 Jul 2022, 6:30 am
Securities and Exchange Commission, on Friday, July 15, 2022 Tags: Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler on Proposed Amendments to Rule 14a-8 Posted by Gary Gensler, U.S. [read post]
22 Jul 2022, 6:30 am
Securities and Exchange Commission, on Friday, July 15, 2022 Tags: Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Statement by Chair Gensler on Proposed Amendments to Rule 14a-8 Posted by Gary Gensler, U.S. [read post]
21 Jul 2022, 2:50 pm by Eugene Volokh
Because of the sealing, it's hard to know exactly what the allegations were, but here's an excerpt from a February article by Gary Craig (Rochester Democrat & Chronicle): U.S. [read post]
18 Jul 2022, 11:30 pm by Aarthi Anand
” Hence, such supporters argue that the potential for increase in value does not change an NFT from a collectible into a security. [read post]
15 Jul 2022, 6:29 am
Securities and Exchange Commission, on Thursday, July 14, 2022 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Statement by Chair Gensler on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Gary Gensler, U.S. [read post]
15 Jul 2022, 6:29 am
Securities and Exchange Commission, on Thursday, July 14, 2022 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting Statement by Chair Gensler on Adoption of Amendments to the Rules Governing Proxy Voting Advice Posted by Gary Gensler, U.S. [read post]
13 Jul 2022, 9:30 pm by ernst
Gary Watt and Ian Ward (Bloomsbury, 2019), 91-110:C.D. [read post]
13 Jul 2022, 9:54 am by Simon Lester
What changes will the EU seek in WTO dispute settlement while maintaining a neutral binding mechanism? [read post]