Search for: "Gary Gensler"
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24 Mar 2024, 10:00 pm
SEC Chair Gary Gensler previously analogized “AI washing” to “greenwashing” (referring to misleading statements about how eco-friendly a company is) and cautioned businesses to ensure they are not misleading the public about their AI use. [read post]
1 Jun 2022, 7:26 am
In justifying the measures, SEC Chairman Gary Gensler has underscored investors’ needs and demands for consistent and comparable information around climate matters.Meanwhile, members of Congress and state officials have voiced their strident opposition to the proposal claiming the agency has far exceeded its authority, with promises of court action if the rules are approved in their current form. [read post]
24 Mar 2024, 10:00 pm
SEC Chair Gary Gensler previously analogized “AI washing” to “greenwashing” (referring to misleading statements about how eco-friendly a company is) and cautioned businesses to ensure they are not misleading the public about their AI use. [read post]
10 Jul 2023, 5:02 am
.'s Alleged Failure to Address Corporate Governance Issues Attendant to CEO Elon Musk (Letter from Senator Warren to SEC Chair Gary Gensler / July 17, 2023) DOJ Nigerian National Extradited from South Africa for Cyber Fraud Scheme Targeting Tulsa Company / Spoofed Email Led to Fraudulent Shipment of $400,000 in Surface Pro Tablets (DOJ Release) International Cyber Fraudster Sentenced to More Than 8 Years in Federal Prison (DOJ Release) SEC &... [read post]
29 Jul 2023, 6:45 am
Four highlights from this week: New Tool Shows if Your Car Might Be Tracking You, Selling Your Data; Crypto Sector Is Rife With 'Fraud' and 'Hucksters' Warns Gary Gensler; This Stalkerware is Spying On Thousands: Here's What To Do; and How researchers broke ChatGPT and what it could mean for future AI development. [read post]
24 Mar 2024, 10:00 pm
SEC Chair Gary Gensler previously analogized “AI washing” to “greenwashing” (referring to misleading statements about how eco-friendly a company is) and cautioned businesses to ensure they are not misleading the public about their AI use. [read post]
3 Apr 2022, 9:04 am
FINRA Sued in the Wrong Place At the Wrong Time (BrokeAndBroker.com Blog)Two Men Sentenced to Combined 13 Years in $1.5 Million Apple Gift Card Scheme (DOJ Release)Manvel man sent to prison for draining co-workers in investment scheme (DOJ Release)SEC Awards $160,000 and $80,000 to Two WhistleblowersOrder Determining Whistleblower Award ClaimsPrepared Remarks of SEC Chair Gary Gensler On Crypto Markets (Penn Law Capital Markets Association Annual Conference)Canadian Man Arrested… [read post]
18 Sep 2023, 4:46 am
Former Goldman partner Gary Gensler once chaired the CFTC and now chairs the SEC. [read post]
9 Dec 2024, 6:51 am
On Wednesday (December 4), President-elect Donald Trump nominated Paul Atkins to take over the helm of the Securities and Exchange Commission (SEC) when Gary Gensler steps down in January. [read post]
13 Aug 2021, 10:15 am
During a recent speech discussing the intersection of national security with cryptocurrencies at the Aspen Security Forum, Gary Gensler, the new Chairman of the Securities and Exchange Commission (SEC), made clear the SEC will use its broad powers to continue protecting investors from the volatility associated with cryptocurrency markets which he characterized as the “Wild West. [read post]
24 Aug 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
24 Aug 2023, 6:32 am
Posted by Gary Gensler, U.S. [read post]
22 Mar 2023, 9:01 pm
This statement was issued on March 22, 2023, by Gary Gensler, chair of the U.S. [read post]
8 Nov 2023, 6:30 am
In announcing these changes, SEC Chairman Gary Gensler stated that the old reporting requirements did not reflect the current pace of information in the modern capital markets, and the changes to the Schedule 13D and 13G reporting rules would “reduce information asymmetries. [read post]
28 Jun 2021, 5:50 am
On June 7, 2021, Securities and Exchange Commission (SEC) Chair, Gary Gensler, expressed concern about potential abuses of Securities Exchange Act Rule 10b5-1 and announced that he expects to revise the rule. [1] The agency followed with an updated regulatory agenda which signals that proposed new rules may come before the end of the year. [read post]
5 Nov 2021, 3:20 am
Want a statement from Gary Gensler? [read post]
25 Sep 2021, 6:19 am
Responding to a recent call from SEC Chair Gary Gensler to “freshen up” Rule 10b5-1, a subcommittee of the SEC’s Investor Advisory Committee (IAC) released draft recommendations on August 26 calling for changes to the operation of Rule 10b5-1 securities trading plans. [read post]
13 Feb 2011, 7:19 am
In a letter to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler, House Financial Services Committee Chair Spencer Bachus (R-ALA) requested information regarding the protocols in place to ensure the integrity of the equity and commodity trading systems at various exchanges. [read post]
8 Nov 2023, 6:30 am
In announcing these changes, SEC Chairman Gary Gensler stated that the old reporting requirements did not reflect the current pace of information in the modern capital markets, and the changes to the Schedule 13D and 13G reporting rules would “reduce information asymmetries. [read post]
12 Nov 2024, 6:30 am
A recent Viewpoints article discussed the disbanding of the Climate and ESG Task Force (the “ESG Task Force”) in the Securities and Exchange Commission’s (the “SEC’s”) Division of Enforcement, which had formed in early 2021 under then-Acting Chair Allison Lee and continued under Chair Gary Gensler. [read post]
