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8 May 2020, 3:00 am by Jim Sedor
Lawmakers Made Hundreds of Stock Transactions During Pandemic, Watchdog Finds Politico – Alice Miranda Ollstein | Published: 4/29/2020 Republican and Democratic lawmakers have bought and sold stocks hundreds of times throughout the coronavirus pandemic, some of them lucrative moves to invest in industries buoyed by the crisis and divest from sectors like restaurants and hotels that have tanked. [read post]
3 Sep 2021, 4:00 am by Jim Sedor
Tommy Tuberville bought and sold between $170,000 and $475,000 in stock and options of a mining and steel manufacturing company that said it could benefit greatly from the infrastructure plan. [read post]
21 Jan 2021, 8:30 pm by Jim Sedor
Burr was one of a number of senators to come under investigation last year for stock sales they made before the pandemic’s effect on the markets. [read post]
14 Apr 2022, 4:36 am by Emma Snell
  The United States has sent so many of its Javelin anti-tank missiles to Ukraine that its stocks are running low for possible use by its own forces, a study by the Center for Strategic and International Studies (CSIS) has revealed. [read post]
4 Oct 2019, 3:00 am by Jim Sedor
Collins did not trade himself and his Innate stock declined by millions of dollars when the company’s failed drug trial results were publicly revealed. [read post]
5 Oct 2016, 5:00 am by Ian Ayres
Ian Ayres and Greg KlassTouro law professor, Dan Subotnik, has publishedan extended email exchange that helps to teach an important legal and moral differences between “never intending” and “intending never. [read post]
11 Jun 2021, 9:20 am by Kristian Soltes
The financial technology startup’s stock opened at $32.50 on Wednesday, compared with its initial public offering (IPO) price of $27 per share. [read post]
26 Jul 2011, 6:10 am by Tomassi Law Associates
Coroner Greg Sandstrom identified the victim as Kristopher S. [read post]
12 Jan 2018, 12:54 pm by Amy Howe
United States: Whether stock that a railroad transfers to its employees is taxable under the Railroad Retirement Tax Act. [read post]
18 Apr 2019, 9:01 pm by Jim Sedor
The contract was arranged by businessperson Greg Gibson, one of two principal investors in Spectacle Entertainment. [read post]
23 May 2023, 9:05 pm by renholding
Once shareholders grew more active and bank managers began to be compensated through equity awards tied to the bank’s stock price, they had a strong incentive to take risks to generate personal wealth. [read post]
21 Oct 2010, 3:50 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Reform Act") and its own timetable for proposing regulations required by section 951 of the Reform Act, the Securities and Exchange Commission on October 18, 2010 issued a press release and published proposed rules (Release No. 33-9153) (the "Proposed Rules") for shareholder advisory votes on executive compensation ("Say-on-Pay") and golden parachutes. [read post]
5 Dec 2008, 2:00 pm
AIG, represented by Martin Flumenbaum and Robbie Kaplan of Paul, Weiss, Rifkind, Wharton & Garrison, alleged that Greenberg and six other former AIG executives "misappropriated" about $20 billion in stock that was held by AIG affiliate Starr International Company. [read post]
8 Oct 2009, 11:05 pm
Ending stocks were raised to 1.672 bil. but the price range of $3.05 to $3.65 was retained. [read post]
10 Jan 2008, 12:47 am by Sean Hayes
The Korean Supreme Prosecutors Office sought warrants to detain Lone Star cofounder Ellis Short and other current executives to question them about alleged stock manipulation. [read post]
25 Jun 2012, 11:26 am
  The six factors are: The provision of other services to the issuer by the person that employs the compensation adviser; The amount of fees received from the issuer by the person that employs the compensation consultant, legal counsel or other adviser, as a percentage of the total revenue of the person that employs the compensation adviser; The policies and procedures of the person that employs the compensation adviser that are designed to prevent conflicts of interest; Any… [read post]
20 Jun 2022, 7:29 am by Kevin LaCroix
Among other things, the complaint alleges that Unilever’s American Depositary Receipts (ADRs) are listed on the New York Stock Exchange. [read post]
27 Mar 2018, 4:09 pm by Kevin LaCroix
  The trend in “event-driven” litigation, Coffee notes,  appears to be to file early, soon after the stock drop, and without more elaborate investigation that the larger established plaintiff’s firms today employ in securities litigation. [read post]
27 Oct 2017, 5:00 am by Jim Sedor
      National: Black Executives Join Forces, Forming a PAC to Back Them UpNew York Times – Kate Kelly | Published: 10/24/2017 Dozens of black executives and their spouses joined U.S. [read post]
25 Apr 2011, 5:47 am
 Such independence factors are:   The provision of other services to the issuer by the person that employs the compensation adviser;   The amount of fees received from the issuer by the person that employs the compensation consultant, legal counsel or other adviser, as a percentage of the total revenue of the person that employs the compensation adviser;   The policies and procedures of the person that employs the compensation adviser that are designed to… [read post]