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Monday round-up
11 Feb 2019, 4:01 am by Edith Roberts
At the Yale Journal on Regulation’s Notice & Comment blog, James Conde explains “two ways in which the Supreme Court could avoid the constitutional concerns posed by the Fourth Circuit’s decision” in PDR Network, LLC v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Weekly Roundup: February 1-7, 2019
8 Feb 2019, 6:04 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, February 2, 2019 Tags: Investment advisers, Investment Advisers Act, No-action letters, Rule 206, SEC, SEC enforcement, Securities regulation Pay Ratio Disclosure at the S&P 500 Posted by Maureen O’Brien, Segal Marco Advisors, on Saturday, February 2, 2019 Tags: Compensation disclosure, Compensation ratios, Executive… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Friday round-up
8 Feb 2019, 4:04 am by Edith Roberts
Briefly: At the Yale Journal on Regulation’s Notice & Comment blog, James Conde weighs in on PDR Network, LLC v. [read post]
SCOTUSblog - http://www.scotusblog.com/
Tuesday round-up
5 Feb 2019, 4:20 am by Edith Roberts
” At The National Law Review, Lawrence Weinstein and Jeffrey Warshafsky look at PDR Network, LLC v. [read post]
SCOTUSblog - http://www.scotusblog.com/
SEC Ruling on Administrative Services
2 Feb 2019, 7:11 am
Rosenberg is an associate at Fried, Frank, Harris, Shriver & Jacobson LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
SEC Staff Letter on Administrative Services
2 Feb 2019, 7:11 am
Rosenberg is an associate at Fried, Frank, Harris, Shriver & Jacobson LLP. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
In January 2019 FINRA Suspends Registered Individuals for Violations of FINRA Rules
30 Jan 2019, 1:03 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Alfaro, Jennifer   JP Morgan Securities LLC   JP Morgan Chase Bank   Austin, Aaron   LPL Financial LLC   M&T Securities, Inc   Austin,… [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Papa Johns, Corporate Risk Management, and the Social Responsibility of Enterprises in the Shadow of Corporate Law--"Schnatter v. Papa John’s" and Director Authority to Inspect Corporate Books and Records
28 Jan 2019, 8:18 pm
A good analysis was recently posted by attorneys at Fried Frank Harris Shriver & Jacobson LLP (Court of Chancery Grants the Books and Records Demand of a Director Whose Ties With the Company Were Severed by the Board After His Allegedly Offensive Conduct—Schnatter v. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
Week in Review
24 Jan 2019, 9:30 pm by Bobby Chen
Carrier and Steve Shadowen of Hilliard & Shadowen LLC in a recent article for Antitrust. [read post]
RegBlog - http://www.regblog.org/
The Court's Lesson in Strategic Semiotics--Brief Thoughts on a Jurisprudence of Strategic Meaning in New Prime, Inc. v. Oliviera (No. 17-340; US Sup.Ct, Slip Op. 15 Jan. 2019)
20 Jan 2019, 11:43 pm
(Pix © Larry Catñá Backer; Bronzino Martirio di San Lorenzo, 1565-69, Florence )Judges and lawyers tend to serve as the worker bees of the large jurisprudential colonies of semiotic communities ("They do all the work in the hive, and they control most of what goes on inside. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
National Securities Corporation Stockbroker Ronald Rothchild
18 Jan 2019, 9:35 am by Silver Law Group
(CRD #6694) of Garden City, NY, Wells Fargo Advisors, LLC (CRD #19616) of Melville, NY, and David Lerner Associates, Inc. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Weekly Roundup: January 11-17, 2019
18 Jan 2019, 5:56 am
McDonald, Cleary Gottlieb Steen & Hamilton LLP, on Sunday, January 13, 2019 Tags: Business judgment rule, Corwin, Delaware cases, Delaware law, Fiduciary duties, Management, Merger litigation, Mergers & acquisitions, Private equity Key 4Q 2018 Delaware Decisions Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, January 14, 2019 Tags: Adverse… [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Variation on the Arbitration-Appeal Theme: A Dispute over Bilateral vs. Multilateral (multi-party) Arbitration
17 Jan 2019, 7:58 pm by MOTP
Any arbitration shall be conducted in Harris County, Texas, United States of America in the English language. [read post]
ADR Law Texas - http://texas-arbitration-case-law.blogspot.com/
The U.S. Supreme Court Will Rule on FCC Interpretation of the TCPA
9 Jan 2019, 9:56 am by Jason C. Gavejian and Maya Atrakchi
Supreme Court granted certiorari in PDR Network, LLC v. [read post]
Workplace Privacy, Data Management & Security Report - http://www.workplaceprivacyreport.com
Beaumont COA Overturns Jefferson County Order Denying Arbitration in Energy Dispute
9 Jan 2019, 7:40 am by Beth Graham
  In Oxbow Calcining LLC v. [read post]
Disputing Blog - http://www.disputingblog.com/
Privacy and Cybersecurity Issues to Watch in 2019
8 Jan 2019, 12:31 am by Joseph J. Lazzarotti and Jason C. Gavejian
Carlton & Harris Chiropractic, Inc., No. 17-1705. [read post]
Workplace Privacy, Data Management & Security Report - http://www.workplaceprivacyreport.com
Why Does the 8(a) Program Penalize Older Business Owners?
7 Jan 2019, 7:14 am by Steven Koprince
EXAMPLE #2Shari, the owner of Shar-Care Medical Staffing LLC, is 62. [read post]
Small Government Contracts Blog - http://smallgovcon.com/
In December 2018, FINRA Suspends Registered Individuals for Violations of FINRA Rules
3 Jan 2019, 5:57 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrick, Tabor   FBL Marketing Services, LLC   Allstate Financial Services, LLC   Conklin, Jeffrey   The Huntington Investment Company  … [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
Buyer of real property liable for delinquent taxes only in rem, not personally
3 Jan 2019, 12:30 am by MOTP
FENLON, Appellant,v.HARRIS COUNTY, CITY OF HOUSTON, HOUSTON INDEPENDENT SCHOOL DISTRICT, HOUSTON COMMUNITY COLLEGE SYSTEM, AND PROPEL FINANCIAL SERVICES, LLC AS AGENT AND ATTORNEY IN FACT FOR PROPEL FUNDING NATIONAL 1, LLC, Appellees. [read post]
Texas Causes of Action Blawg - http://causeofactionelements.blogspot.com/
Rare Win for Stock Drop Participants – NAPA
2 Jan 2019, 10:26 am by zamansky
” Click here to view the full article from NAPA The post Rare Win for Stock Drop Participants – NAPA appeared first on Zamansky LLC. [read post]
Zamansky LLC Blog - http://www.zamansky.com/news-media/