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12 Jun 2022, 11:00 pm by Hayleigh Bosher
This, alongside jurisdiction issues, creates challenges for enforcement.10. [read post]
10 Jun 2022, 6:34 am
The work the IAC does matters, and my team and I follow your recommendations closely. [read post]
10 Jun 2022, 6:34 am
The work the IAC does matters, and my team and I follow your recommendations closely. [read post]
8 Jun 2022, 9:01 pm by Gary Gensler
It also added odd-lot information to core market data.[10] Under the transition schedule, the implementation of the new round lots could be several years away. [read post]
8 Jun 2022, 6:17 am by John Jascob
For further comparison, readers also may wish to examine the Digital Asset Market Structure and Investor Protection Act (H.R. 4741), introduced by Rep. [read post]
6 Jun 2022, 9:01 pm by Michael R. Levin
They convert this to number of shareholders, ranging from under 50 to over 500, depending on the company size (Table 1): Table 1 Based on SEC analysis of data from a proxy services provider (p. 112, fn 273) Market cap Number of shareholders To reach 67% Percent of accounts Number of accounts under $300 million 3,900 1.0% 46 $300 million – $2 billion 11,000 n/a 88 $2-10 billion 28,300 n/a 147 over $10 billion 279,000 0.2% 529 It seems relatively… [read post]
6 Jun 2022, 6:30 pm by Mark Ashton
Not bad advice generally but two years ago a 10 year Treasury bill paid less than 1%. [read post]
3 Jun 2022, 1:31 am by Michael Ehline
Treatment for a spinal cord injury can cost around $1 million in the first year following the accident. [read post]
26 May 2022, 9:01 pm by Hester M. Peirce
” This attempt to provide verifiable data that will allow investors to compare greenhouse gas exposure across funds does not survive close inspection. [read post]
23 May 2022, 7:44 am by The White Law Group
  According to the Personal Capital survey, a 1 percent higher fee can cost an investor nearly $250,000 over a lifetime. [read post]
22 May 2022, 9:05 pm by Caley Petrucci and Guhan Subramanian
Pill Trigger Thresholds Should Be Assessed Against Market Capitalization The ownership threshold for triggering a pill is typically 10-15 percent of a company’s stock for non-passive investors, no matter the size of the company. [read post]
21 May 2022, 11:11 am by Gene Takagi
Reg. 53.4945-4(a)(2)Recoverable grants are not defined in the regs, but Mission Investors Exchange defines them as “an agreement under which a grantee commits to repay a grant under certain circumstances, generally, if the project financed by the grantor is financially successful. [read post]
19 May 2022, 6:03 am by Kevin Kaufman
This analysis shows, however, that consumption does not disappear, and that revenue from taxes on tobacco products is rarely used to offset harm caused by that consumption. [read post]