Search for: "In Matter of Clayton"
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10 Jul 2019, 5:20 am
However, in recent years, the Commission has considered these matters almost exclusively on a segregated basis, according to Clayton. [read post]
9 Jul 2019, 2:10 pm
The agencies look forward to receiving public comments on this proposal and continuing to work together on this and other matters. [read post]
9 Jul 2019, 8:50 am
Erhardt has served as a Deputy Chief Accountant most recently focused on innovations in financial reporting and previously on international accounting and auditing matters in OCA, which provides expertise to the Commission, market participants and investors on accounting and auditing matters. [read post]
9 Jul 2019, 2:39 am
Last week, SEC Chair Clayton issued this statement indicating that Enforcement will process settlement offers at the same time that “bad actor” waiver requests are made if so requested by the settling party. [read post]
5 Jul 2019, 6:05 am
Katz, Trevor Norwitz, and Victor Goldfield, Wachtell, Lipton, Rosen & Katz, on Wednesday, July 3, 2019 Tags: Accountability, Disclosure, Financial reporting, Mergers & acquisitions, Regulation S-X, SEC, Securities regulation Statement Regarding Offers of Settlement Posted by Jay Clayton, U.S. [read post]
3 Jul 2019, 11:57 am
Posted by Jay Clayton, U.S. [read post]
3 Jul 2019, 8:05 am
“In his role as acting Chief Accountant, Sagar has skillfully continued the exceptional leadership of the office and clearly has the support of his colleagues,” said SEC Chairman Jay Clayton. [read post]
26 Jun 2019, 1:27 pm
Clayton County, Georgia and Altitude Express Inc. v. [read post]
26 Jun 2019, 1:06 pm
The Securities and Exchange Commission today released a full roster of the executive staff of Chairman Jay Clayton, including several individuals who have recently joined the office.Chairman Clayton's executive staff is responsible for advising the Chairman on all matters before the Commission, working closely with agency staff, and helping the Chairman perform all day-to-day operations needed to fulfill the SEC's mission. [read post]
26 Jun 2019, 11:05 am
Memon has served as a senior advisor to Chairman Clayton on legal, policy and management matters affecting all aspects of the agency’s mission, including rulemaking, enforcement, examinations and internal agency operations. [read post]
26 Jun 2019, 11:05 am
Moskowitz has served as Chairman Clayton's lead advisor and worked together with Commission staff on a broad range of matters including rulemaking and policy, enforcement, strategy, personnel, management, operations, communications, legislative affairs, and coordination with state and federal regulatory agencies. [read post]
26 Jun 2019, 11:05 am
I am honored by the opportunity and excited to continue serving with Chairman Clayton, the Commissioners and the talented staff to advance the SEC’s important mission. [read post]
25 Jun 2019, 4:00 am
According to Clayton Christensen, there three potential strategies that law firms could use. [read post]
24 Jun 2019, 9:13 am
“Since she stepped into the role of Acting Secretary earlier this year, Vanessa has led the office with the utmost professionalism and integrity,” said SEC Chairman Jay Clayton. [read post]
19 Jun 2019, 7:20 am
One side-effect is that firms felt obligated to devote time and resources to evaluating potential noncompliance, despite the auditor's objectivity and impartiality not being affected as a practical matter. [read post]
18 Jun 2019, 9:09 am
“We are taking a critical look at our exemptions from registration to ensure that our multifaceted private offering framework works for investors and entrepreneurs alike, no matter where they are located in the United States,” said SEC Chairman Jay Clayton. [read post]
12 Jun 2019, 6:03 am
(Clayton has previously said that the short-term agenda signifies rulemakings that the SEC actually planned to pursue in the following twelve months. [read post]
6 Jun 2019, 1:44 pm
“I am happy to welcome David back to the SEC to lead the Fort Worth Regional Office,” said SEC Chairman Jay Clayton. [read post]
5 Jun 2019, 9:29 am
“The rules and interpretations we are adopting today address issues that the Commission has been actively considering for nearly two decades,” said SEC Chairman Jay Clayton. [read post]
3 Jun 2019, 9:41 am
“I am excited to have been selected by the Chairman to advise him on matters related to cybersecurity. [read post]
